gotra

From Buddha-Nature
Sanskrit Noun

gotra

potential
गोत्र
རིགས་
鍾姓,種性

Basic Meaning

Disposition, lineage, or class; an individual's gotra determines the type of enlightenment one is destined to attain.

Has the Sense of

Gotra is used in Buddhist literature in a wide variety of ways. In Yogācāra it is used in the sense of family, lineage, or type to classify beings according to their innate capacity for progress on the path to enlightenment.

On this topic
PhD Diss
Chen, Shu-hui: Affirmation in Negation: A Study of the Tathāgatagarbha Theory in the Light of the Bodhisattva Practices
The Tathāgatagarbha theory, also known as the Buddha-nature theory, is one of the most influential Mahāyāna doctrines in the East Asian Buddhism. In 1989, it was severely criticized by some Japanese scholars, namely, Shiro Matsumoto and Noriaki Hakamaya, for being contradictory to the Buddha's teaching of non-self (anātman) and accused of being a non-Buddhist theory in disguise. The purpose of this study is to refute such an accusation and to demonstrate the relationship between this theory and the Bodhisattva practices which are the very core of the Mahāyāna Buddhism.
      This dissertation begins with definitions of the term "tathāgatagarbha" and some of its synonyms which are followed by a brief review of the historical development of the Tathāgatagarbha theory from India to China. With these as the background knowledge, it is easier to point out the fallacies of the two Japanese scholars' criticism on this theory. A key issue in their criticism is that they viewed the Tathāgatagarbha theory as the ātman of the Upaniṣads in disguise. It is therefore necessary to discuss not only the distinction between the ātman mentioned in the Tathāgatagarbha theory and that in the Upaniṣads but also the controversy over the issue of ātman versus anātman among the Buddhist scholars.
      In the discussion to clarify the issue of ātman in the Tathāgatagarbha theory, it is demonstrated that the ātman in the Tathāgatagarbha theory is not only uncontradictory to the doctrine of anātman in Buddhism but very important to the Bodhisattva practices in the Mahāyāna Buddhism. It functions as a unity for the Bodhisattvas to voluntarily return to the world of saṃsāra again and again. Furthermore, the purport of the entire theory, that all sentient beings are endowed with the essence of the Buddha, supports various Bodhisattva practices such as the aspiration to save all beings in the world, the six perfections, etc. In a word, the Tathāgatagarbha theory is an excellent representative of the soteriology of the Mahāyāna Buddhism. Included in the end of this dissertation is an annotated translation of the Tathāgatagarbha-sūtra. (Source Accessed May 26, 2020)
Chen, Shu-hui Jennifer. "Affirmation in Negation: A Study of the Tathāgatagarbha Theory in the Light of the Bodhisattva Practices." PhD diss., University of Wisconsin-Madison, 1998.
Text
Bstan bcos mngon par rtogs pa'i rgyan 'grel pa dang bcas pa'i rnam bshad rnam pa gnyis kyi dka' ba'i gnad gsal bar byed pa legs bshad skal bzang klu dbang gi rol mtsho zhes bya ba las rigs kyi spyi don
Jetsun Chokyi Gyaltsen's text on the disposition (gotra, rigs)
Article
Can All Beings Potentially Attain Awakening? Gotra-theory in the Mahāyānasūtrālaṃkāra
The Mahāyāna has sometimes been associated with the doctrine that all sentient beings will attain complete awakening, a doctrine which is often linked to some conception of the "embryo of the Tathāgata (tathāgatagarbha)'"`UNIQ--ref-00000424-QINU`"'. However, according to an alternate Mahāyāna doctrine, only some sentient beings will attain the complete awakening of a buddha — and some may even be excluded from attaining any form of awakening at all. In this paper, I will examine just such a doctrine, as it is found in an Indian Yogācāra treatise, the Mahāyānasūtrālaṃkāra ("Ornament to the Mahāyāna Sūtras"; abbr., MSA), a Sanskrit verse-text, and its prose commentary, the Mahāyānasūtrālaṃkāra-bhāṣya (MSABh),'"`UNIQ--ref-00000425-QINU`"'. Particular Tibetan and Chinese sources attribute the composition of the MSA to the bodhisattva Maitreya'"`UNIQ--ref-00000426-QINU`"', which gives us some indication of the importance this text was understood to have within certain traditions. Nevertheless, the authorship and date of the verse-text and its commentary are not certain; I hypothesize that the MSA/Bh may be dated to the fourth century CE (perhaps c. 350 CE)'"`UNIQ--ref-00000427-QINU`"'. It is my hope that an examination of such a source may contribute to the study of the various ways in which the contours of the Mahāyāna have been drawn from a doctrinal perspective. In the MSA/Bh, one way in which the limits of the Mahāyāna are defined is through the employment of the gotra-theory, a theory which identifies the soteriological potentialities of individuals through reference to their spiritual "family" or "lineage." So in order to understand this text's discursive construction of the category "Mahāyāna," we must understand its concept of gotra. (D'Amato, "Can All Beings Potentially Gain Awakening," 115–16)
D'Amato, Mario. "Can All Beings Potentially Attain Awakening? Gotra-theory in the Mahāyānasūtrālaṃkāra." Journal of the International Association of Buddhist Studies 26, no. 1 (2003): 115–38. https://journals.ub.uni-heidelberg.de/index.php/jiabs/article/view/8933/2826.
Video
Dealing with Depression: Interview with Jetsunma Tenzin Palmo on Study Buddhism
Jetsunma Tenzin Palmo discusses buddha-nature beautifully for a general audience.
Palmo, Tenzin. "Dealing with Depression." Interview by Matt Linden and Yura Milyutin. Produced by Study Buddhism (Website), September 2016. Video, 3:30. https://www.youtube.com/watch?v=q0ChZpIBgSo.
Video
Douglas Duckworth at the 2019 Tathāgatagarbha Symposium
Douglas Duckworth presents how buddha-nature is interpreted by Mipam Gyatso (1846–1912). He shows that while Mipam accepts that the qualities of the buddha are primordially present, unconditioned, and not newly produced, they are also empty of inherent existence.
Duckworth, Douglas. "Sentient Beings Within: Buddha-Nature and the Great Perfection." Paper presented at the University of Vienna Symposium, Tathāgatagarbha Across Asia, Vienna, Austria, July 2019. Video, 42:46. https://www.youtube.com/watch?v=slBWdnUfS8w.
Interview
Elizabeth Callahan Interview on Buddha-Nature
Elizabeth Callahan discusses buddha-nature and its related concepts in an interview with Marcus Perman of Tsadra Foundation.
Interview
Emptiness and Buddha-Nature by Thupten Jinpa: Conversations on Buddha-Nature
Thupten Jinpa, world-renowned speaker, author, and translator, speaks with Lopen Dr. Karma Phuntsho on the topic of emptiness and buddha-nature. This discussion is part of an ongoing series produced by Tsadra Foundation called Conversations on Buddha-Nature.

Thupten Jinpa is a former Tibetan monk and a Geshe Lharampa with B.A. in philosophy and a Ph.D. in religious studies, both from Cambridge University. Since 1985, he has been the principal English translator to H.H. the Dalai Lama and has translated and edited numerous books by the Dalai Lama, including the New York Times Bestsellers Ethics for the New Millennium and The Art of Happiness. Jinpa’s own publications include works in Tibetan, English translations as well as books, the latest being Tsongkhapa: A Buddha in the Land of Snows and Illuminating the Intent, a translation of Je Tsongkhapa's commentary on Entering the Middle Way. Jinpa is the general series editor of the 32-volume Bod kyi tsug lag gces btus series, whose translations are published in English as The Library of Tibetan Classics. His current projects include the editing of classical Indian Buddhist texts from Tengyur for a special anthology known as Rgya gzhung gnad che bdam bsgrigs (Selected Indian Buddhist treaties). He is the main author of CCT (Compassion Cultivation Training), an eight-week formal program developed at Stanford University, and co-founder and president of the Compassion Institute. He is the Chair of Mind and Life Institute, founder of the Institute of Tibetan Classics, and an adjunct professor at the School of Religious Studies at McGill University. Jinpa lives in Montreal and is married with two daughters.
Jinpa, Thupten. "Emptiness and Buddha-Nature: A Creative Tension between Two Fundamental Concepts of Mahayana Thought." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, January 29, 2022. Video, 1:21:49. https://www.youtube.com/watch?v=thvDcHQyazg.
Article
Hōshōronchū kenkyū (I): Phywa pa niyoru hōshōron I.26 kaishaku
Kano, Kazuo. "Hōshōronchū kenkyū (I): Phywa pa niyoru hōshōron I.26 kaishaku" (A Study of Commentaries on the Ratnagotravibhāga (I): Phywa pa's Interpretation of Verse I.26). Indogaku Bukkyōgaku Kenkyū (Journal of Indian and Buddhist Studies) 51, no. 2 (2003): 109-11.
Kano, Kazuo. "Hōshōronchū kenkyū (I): Phywa pa niyoru hōshōron I.26 kaishaku" (A Study of Commentaries on the Ratnagotravibhāga (I): Phywa pa's Interpretation of Verse I.26). Indogaku Bukkyōgaku Kenkyū (Journal of Indian and Buddhist Studies) 51, no. 2 (2003): 109-11.
Video
Karl Brunnhölzl: On the Naturally Abiding Gotra and the Developing Gotra
Brunnhölzl, Karl. "On the Naturally Abiding Gotra and the Developing Gotra." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, February 26, 2022. Video, 4:31. https://www.youtube.com/watch?v=9kDlMb-ahy0.
Brunnhölzl, Karl. "On the Naturally Abiding Gotra and the Developing Gotra." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, February 26, 2022. Video, 4:31. https://www.youtube.com/watch?v=9kDlMb-ahy0.
Video
Katrin Querl at the 2019 Tathāgatagarbha Symposium
Katrin Querl presents an overview of Jikten Gonpo's position on Buddha-nature as outlined in the textual corpus known as the Single Intention (Dgongs gcig) and in two of this work's earliest commentaries.
Querl, Katrin. "Preliminary Notes on the Notion of Buddha Nature in the Single Intention." Paper presented at the University of Vienna Symposium, Tathāgatagarbha Across Asia, Vienna, Austria, July 2019. Video, 43:53. https://www.youtube.com/watch?v=gp3GJz3-5DY.
Book
Kukyō ichijō hōshōron to higashiajia bukkyō (The Ratnagotravibhāga and East Asian Buddhism)
My monograph explores theories on tathāgatagarbha, tathatā and gotra in East Asian Buddhism between the 5th and the 7th centuries, with a focus on the interpretation and influence of the Ratnagotravibhāga (Ch. Jiujing yisheng baoxing lun 究竟一乘寶性論). I review and reconsider tathāgatagarbha and consciousness-only theories in the context of East Asian Buddhism, especially before the return of Xuanzang 玄奘 (602-664) to China.
      There are major differences between our Sanskrit text of the Ratnagotravibhāga and its classical Chinese translation, which had an immeasurable influence on East Asian Buddhist thought and has yet to be fully explored. No commentary on the Ratnagotravibhāga in Chinese Buddhism has survived, so scholars have maintained the opinion that it was not regarded too much in Chinese and East Asian Buddhism. However, the findings of my research show that the Chinese translation of the Ratnagotravibhāga had more influence than previously imagined in East Asian Buddhist intellectual history.
      I explore the ideological background of the classical Chinese translation of the Ratnagotravibhāga, with reference to the Pusa dichi jing 菩薩地持經, several commentaries on the Śrīmālā-sūtra, the Da boniepan jing 大般涅槃經 and the Rulengqie jing 入楞伽經. In comparison to the surviving Sanskrit text, the Chinese version of the Ratnagotravibhāga downplays the significance of the expression gotra and instead reflects a strong interest in zhenru 真如 (Skt. tathatā) and foxing 佛性 (Buddha-nature) – for instance, 'zhenru foxing' becomes the foundation or reason for transmigration in the world. In this context, reality (Skt. tathatā) acts like a conditioned dharma, an idea that deeply influenced later understanding of Buddha-nature in East Asian Buddhism. I furthermore discuss the relationship between the Ratnagotravibhāga and other significant East Asian authors and teachings, such as Paramārtha 真諦 (499-569), the Dasheng qixin lun 大乘起信論, Fazang 法藏 (643-712), the Sanjie school 三階教, and trace the influence of the Ratnagotravibhāga beyond China into the writings of Wonhyo 元曉 (617-686) in Korea and the Japanese authors Juryō 寿霊 and Chikei 智憬 in Nara era (710-784). (Source Accessed May 25, 2021)
Li, Zijie. Kukyō ichijō hōshōron to higashiajia bukkyō: Go—nana seiki no nyoraizō, shinnyo, shushō no kenkyū (The Ratnagotravibhāga and East Asian Buddhism: A Study on the Tathāgatagarbha, Tathatā and Gotra between the 5th and 7th Centuries). Tokyo: Kokusho Kankōkai, 2020.
Book
La Théorie du Tathāgatagarbha et du Gotra
Le tathāgatagarbha, « embryon » ou « matrice » de Tathāgata, est le genre de la nature de Bouddha qui, selon certains textes du Mahāyāna, est présent en tous les êtres. Cette théorie joua un rôle considérable dans le bouddhisme de la Chine, du Japon et du Tibet. Elle est liée à d'autres points de doctrine importants, que M. Ruegg a examinés également ici, ceux du gotra ou « lignée » spirituelle, de l'Eveil universel, du Véhicule unique de salut, de la luminosité naturelle de la pensée. Toutes ces théories, étroitement liées entre elles, touchent de très près à l'essence même du bouddhisme du Grand Véhicule, comme l'a montré excellemment M. Ruegg. Celui-ci a pourtant limité le champ de ses investigations à certaines sources, sūtra sanskrits du Mahāyāna, traités des Mādhyamika et des Yogācāra, commentaires et traités tibétains d'époques diverses, laissant de côté notamment toute l'abondante littérature chinoise et japonaise sur le sujet. Prudemment, il s'en est tenu à une étude doxographique, sans traiter aucun des problèmes de philologie et d'histoire. Cependant, la maîtrise acquise par lui en sanskrit et en tibétain, et sa grande familiarité avec la pensée bouddhique, même dans ce qu'elle a de plus abstrus, permettent à M. Ruegg de se jouer aisément de toutes les difficultés, fort nombreuses et redoutables, dont un tel sujet était hérissé. On regrettera seulement qu'il n'ait guère fait effort pour rendre son livre accessible au lecteur non spécialiste. Pourtant, cet ouvrage, qui est une contribution capitale à notre connaissance de la pensée bouddhique, mérite d'être connu d'un large public de philosophes et d'historiens des religions. Souhaitons que son auteur en donnera bientôt un condensé sous une forme claire. Mais ce défaut, qui ne concerne que l'expression et est en quelque sorte la rançon de la compétence de M. Ruegg, n'enlève rien à la valeur intrinsèque de ce travail, l'un des meilleurs qu'ait produits l'étude du bouddhisme ces dernières années. (Source: Review by André Bareau, Revue de l'histoire des religions)
Ruegg, David Seyfort. La théorie du tathāgatagarbha et du gotra: Études sur la sotériologie et la gnoséologie du Bouddhisme. Publications de l'École Française d'Extrême-Orient 70. Paris: École Française d'Extrême-Orient, 1969. https://archive.org/details/Ruegg1969LaTheorieDuTathgatagarbhaEtDuGotraEtudesSurLaSoteriologieEtLaGnoseologieDuBouddhisme/mode/2up.
Video
On How Beginning Students Might Engage with Buddha-Nature Teachings by Ringu Tulku
Ringu Tulku talks about how beginning students might start to orient themselves toward buddha-nature teachings in practice. He explains that it is important to recognize that everybody has the seed of wisdom and compassion within them, which can develop over time. The development of this wisdom through education, training, etc., is the practice of Buddhism and is what the path is all about.
Ringu Tulku. “On How Beginning Students Might Engage with Buddha-Nature Teachings.” Interview by Marcus Perman. Tsadra Foundation Research Department, October 10, 2019. Video, 9:05. https://youtu.be/HZ2EGsfaLEw.
Video
On the Terminology Associated with Buddha-Nature by Elizabeth Callahan
In this video Elizabeth Callahan discusses the various terminology that is used when talking about buddha-nature. She describes buddha-nature as who we are at our very core and goes on to discuss several terms that are associated with uncovering this buddha-nature within Mahāyāna, Vajrayāna, and Mahāmudrā contexts.
Callahan, Elizabeth. “On the Terminology Associated with Buddha-Nature.” Interview by Marcus Perman. Tsadra Foundation Research Department, November 9, 2019. Video, 8:29. https://youtu.be/ValneCRetjc.
Book
Ornament of Precious Liberation (Holmes)
The classic overview of the stages of the path by the influential Kagyu forefather, Gampopa.
Holmes, Ken, trans. Ornament of Precious Liberation. By Gampopa (sgam po pa). Edited by Thupten Jinpa. Somerville, MA: Wisdom Publications, 2017.
Book
Path to Buddhahood: Teachings on Gampopa's Jewel Ornament of Liberation
Teachings by the contemporary Tibetan teacher Ringu Tulku on Gampopa's beloved work on the stages of the path to enlightenment.
Ringu Tulku Rinpoche. Path to Buddhahood: Teachings on Gampopa's Jewel Ornament of Liberation. Edited by Maggy Jones, Briona Nic Dhiarmada, and Corinne Segers. Boston: Shambhala Publications, 2003. Originally published in French as Et si vous m'expliquiez le bouddhisme? Paris: Nil Editions, 2001.
Book
Perfect or Perfected? Rongtön on Buddha-Nature
As the most important canonical treatise on Buddha-nature, the Ratnagotravibhaga (also known as Uttaratantrasastra, Tib. rgyud bla ma) established the doctrinal foundations for the Mahayana philosophy of tathāgatagarbha, the doctrine according to which all sentient beings are either inherently buddhas or endowed with the potential for awakening. Among the most prominent Tibetan commentaries on this text figures that of the Sakya master Rongtön Sheja Künrig, a prolific writer who was active during the golden age of Tibetan Buddhist philosophy. Refuting, on one hand, the notion that Buddha-nature is synonymous with mere emptiness, and on the other that the mind is inherently endowed with the Buddha qualities, Rongtön argues for an understanding of Buddha-nature that embraces both aspects of the nature of mind: cognizance and emptiness.



Rongtön Sheja Künrig (1376-1449) figures among the greatest teachers of the Sakya tradition. Particularly renowned for his commentaries on the Five Treatises of Maitreya, his vast erudition, and extensive teaching career made him one of the most influential masters for the scholastic lineages of all schools of Tibetan Buddhism. This volume contains an annotated translation of Rongtön Chenpo’s commentary on the central chapter of this treatise (including the relevant stanzas of the root text), along with an extensive introduction to the historical development of this doctrine and an analysis of Rongtön’s position. (Source: Vajra Publications)
Bernert, Christian, trans. Perfect or Perfected? Rongtön on Buddha-Nature: A Commentary on the Fourth Chapter of the Ratnagotravibhāga (vv.1.27-95[a]). By Rongtön Sheja Künrig (rong ston shes bya kun rig). Kathmandu: Vajra Books, 2018.
Video
Peter Skilling: On the Concept of the Three Bodhis and Its Historical Evolution
Skilling, Peter. "On the Concept of the Three Bodhis and Its Historical Evolution." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, Oct 29, 2022. Video, 7:05. https://www.youtube.com/watch?v=94K_tC5G7Is.
Skilling, Peter. "On the Concept of the Three Bodhis and Its Historical Evolution." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, Oct 29, 2022. Video, 7:05. https://www.youtube.com/watch?v=94K_tC5G7Is.
MA Thesis
Bernert, C.: Rong-ston on Buddha-Nature: A Commentary on the Fourth Chapter of the Ratnagotravibhāga
Set within the broader framework of Buddhist world view, the fundamental concern of the Tathāgatagarbha literature is to show that all sentient beings, without exception, can attain freedom from every kind of suffering and unease, and, ultimately, actualise the state of a fully awakened buddha. According to these scriptures, all sentient beings are by their very nature either empowered to attain buddhahood, or essentially already buddhas (depending on the interpretation). This innate quality of all sentient beings is given the name “buddha-nature” (Skt. tathāgatagarbha; Tib. de bzhin gshegs pa’i snying po).
      This doctrine has played an important role in the history of Buddhism. Although rudimentary elements of this doctrine can be identified already within the Pāli canon,[1] those passages relating to the natural luminosity of the mind, which is said to be temporarily stained by adventitious mental afflictions, required the emergence of the Mahāyāna movement before developing into a fully fledged doctrine in its own right. Since it is supported by a number of sūtras[2] and śāstras (i.e. the Buddhist canon composed of the Buddha’s sermons and the Indian commentarial literature), it can be regarded as a third school of Indian Mahāyāna Buddhist thought, the other two being Madhyamaka and Yogācāra. However, the concept of buddha-nature reached its apogee not in India but in East Asia and Tibet where it became a cornerstone for Buddhist philosophy and religious practice. In Tibet, in particular, this concept was treated diversely by many scholars, all of whom were ambitious to fit it into the philosophical framework of their own respective schools. Rong-ston Shes-bya kun-rig (1367–1449) of the Sa-skya tradition of Tibetan Buddhism figures among the most influential of these scholars. In general, his commentary on the Ratnagotravibhāga, the main Indian śāstra on buddha-nature, and in particular, a translation of his exposition of the subject by means of ten categories, will be the focus of this work.
      In the first chapter I will introduce the doctrine of buddha-nature, giving a brief account of its sources and formation. The second chapter will deal with the main treatise on buddha-nature, the Ratnagotravibhāga. Here, I will present the text itself, discuss the question of its authorship, as well as its transmission in India and early reception in Tibet. This chapter will also include a brief overview of previous studies on the Ratnagotravibhāga and the doctrine of buddha-nature. The third chapter will be devoted to the author of our treatise and his presentation of the subject. The final and main part of the work will consist of an annotated translation of a selected passage of his abovementioned commentary.
      Throughout this work I have used the transliteration system of Turrell Wylie for the Tibetan. (Bernert, introduction, 5–6 )

Notes

1. For example in AN I.v, 9: “This mind, O monks, is luminous! But it is defiled by adventitious defilements.” (After Mathes 2008: ix.) See also Takasaki 1966: 34–35.
2. A prevalent doxographical classification of Buddhist sūtras distinguishes between the so called “three turnings of the Dharma-wheel” (a concept introduced in the Sandhinirmocanasūtra). Scriptures of the first turning fundamentally discuss the four noble truths as expounded in Nikāya Buddhism which represents the common ground for all traditions and the basic framework for all Buddhist teachings. Sūtras from second turning emphasise the doctrine of emptiness (śūnyatā) as expounded in the Prajñāpāramitā sūtras, and those of the third teach the about the three natures (trisvabhāva), the latter two being classified as belonging to the Mahāyāna corpus. The sūtras on buddha-nature are generally regarded as belonging to the third turning.
3. As Seyfort Ruegg (1969: 2) remarks, the language used in the tathāgatagarbha treatises differs noticeably from that of the other two schools, and even comes suspiciously close to that of the Vedānta. Indeed, a number of modern scholars have accused this doctrine to be alien to Buddhist thought, an accusion refuted by others. For a collection of articles on this topic see Hubbard and Swanson 1997.

4. Cf. Wylie 1959.
Bernert, Christian. "Rong-ston on Buddha-Nature: A Commentary on the Fourth Chapter of the Ratnagotravibhāga". MA thesis, University of Vienna, 2009.
Video
Sina Joos at the 2019 Tathāgatagarbha Symposium
Sina Joos discusses the ways in which Tāranātha utilizes the famous nine examples from the Ratnagotravibhāga in his Dbu ma theg mchog to assert his understanding of buddha-nature as zhentong (other-emptiness). She also compares Tāranātha’s position on Buddha-nature to Dolpopa's own view.
Joos, Sina. "The Role of the Ratnagotravibhāga in Tā ra nā tha’s dBu ma theg mchog." Paper presented at the University of Vienna Symposium, Tathāgatagarbha Across Asia, Vienna, Austria, July 2019. Video, 40:46. https://www.youtube.com/watch?v=kxn5XgPGnSU.
Book
The Buddha Nature: A Study of the Tathāgatagarbha and Ālayavijñāna
One of the fundamental tenets of Mahayana Buddhism animating and grounding the doctrine and discipline of its spiritual path, is the inherent potentiality of all animate beings to attain the supreme and perfect enlightenment of Buddhahood. This book examines the ontological presuppositions and the corresponding soteriological-epistemological principles that sustain and define such a theory. Within the field of Buddhist studies, such a work provides a comprehensive context in which to interpret the influence and major insights of the various Buddhist schools. Thus, the dynamics of the Buddha Nature, though non-thematic and implicit, is at the heart of Zen praxis, while it is a significant articulation in Kegon, Tendai, and Shingon thought. More specifically, the book seeks to establish a coherent metaphysics of absolute suchness (Tathatā), synthesizing the variant traditions of the Tathagata-embryo (Tathāgatagarbha) and the Storehouse Consciousness (Ālayavijñāna).



The book's contribution to the broader field of the History of Religions rests in its presentation and analysis of the Buddhist Enlightenment as the salvific-transformational moment in which Tathatā 'awakens' to itself, comes to perfect self-realization as the Absolute suchness of reality, in and through phenomenal human consciousness. The book is an interpretation of the Buddhist Path as the spontaneous self-emergence of 'embryonic' absolute knowledge as it comes to free itself from the concealments of adventitious defilements, and possess itself in fully self-explicitated self-consciousness as the 'Highest Truth' and unconditional nature of all existence; it does so only in the form of omniscient wisdom.

(Source: Book jacket inside cover)
Brown, Brian Edward. The Buddha Nature: A Study of the Tathāgatagarbha and Ālayavijñāna. Buddhist Tradition Series 11. Delhi: Motilal Banarsidass, 1991. https://archive.org/details/tathagatgarbhabuddhanatureastudyofthetathagatagarbhaandalayavijnanabrianedwardbr/mode/2up.
PhD Diss
Brown, B.: The Buddha Nature: A Study of the Tathāgatagarbha and Ālayavijñāna (Dissertation)
Abstract

The present dissertation identifies the ontological presuppositions and the corresponding soteriological-epistemological principles that sustain and define the Mahāyāna Buddhist belief in the inherent potentiality of all animate beings to attain the supreme and perfect enlightenment of Buddhahood. More specifically, the study establishes a coherent metaphysic of Absolute Suchness (Tathatā), synthesizing the variant traditions of the Tathāgata-embryo (Tathāgatagarbha) and the Storehouse Consciousness (Ālayavijñāna).
      The dissertation interprets the Buddhist enlightenment as the salvific-transformational moment in which Tathatā "awakens" to itself, comes to perfect self-realization as the Absolute Suchness of reality, in and through phenomenal human consciousness. It is an interpretation of the Buddhist Path as the spontaneous self-emergence of "embryonic" absolute knowledge as it comes to free itself from the concealments of adventitious defilements, and possess itself in fully self-explicitated self-consciousness as the "Highest Truth" and unconditional nature of all existence; it does so only in the form of omniscient wisdom.
      Aside from Ruegg's La Theorie du Tathāgatagarbha et du Gotra and Verdu's study of the Ālayavijñāna in Dialectical Aspects in Buddhist Thought, Western scholarship treating of the subject is negligible. And while both sources are excellent technical treatises, they fail to integrate in any detailed analysis the dual concepts as complementary modes of each other. Thus, the dissertation, while adopting the methodology of textual analysis, has as its emphasis a thematic-interpretive study of its sources. Conducting a detailed analysis into the structure of the texts, the dissertation delineates and appropriates the inherent ontological, soteriological and epistemological foci which they themselves assume as their natural form.
      Structurally, the dissertation is divided into three major parts. The first focuses on the Tathāgatagarbha, the second on the Ālayavijñāna, the third on their relation and deeper significance in the human thought tradition. The first two parts are sub-divided into seven and four chapters respectively. The former seven chapters establish the ontological identity of the Tathāgata-embryo (Tathagātagarbha) through a critical examination of the major sūtral authority for the concept, i.e., the Śrī-Mālā-Sūtra, and the primary śāstral elaboration inspired by it, viz., the Ratnagotravlbhāga.
      Following the same pattern, the four chapters of part 2 note the role of the Laṅk¯āvatāra Sūtra as a principal scriptural advocate for the theory of the Storehouse Consciousness (Ālayavijñāna), while detailing the scholastic amplification of it in Hsüan Tsang's Ch'eng Wei-Shih Lun. Part 3 concludes the study by recapitulating the principal developments in the emergent complementarity of the two concepts, arguing that any adequate discussion of the Buddha Nature must be informed on the one hand by the theory of the Tathāgatagarbha which grounds and authenticates its ontological status, and on the other by the Ālayavijñāna, its noetic-cognitive determination. While the former tends to elucidate the process towards, and experience of enlightenment as a function of Absolute Suchness (Tathatā), the latter adopts the reciprocal perspective and examines the subject in the light and function of phenomenal consciousness.
      By way of comparison with Western thought, the chapter likewise demonstrates the analogous dynamic in the bilateral theory of the Tathāgatagarbha-Ālayavijñāna and the Hegelian Absolute Spirit in-and-for-itself. Focusing upon The Phenomenology of Spirit, the chapter notes that the self-becoming process in and through which consciousness realizes its own plenitude is strikingly homologous to the theory of Buddhist enlightenment presented through the concept of the Tathāgatagarbha-Ālayavijñāna. It suggests that these two representative thought systems

mutually illumine each other, and together illustrate a correspondent framework within which the relationship of the Absolute and relative may gain a more universal conception and therefore, a more comprehensive resolution.
Brown, Brian Edward. "The Buddha Nature: A Study of the Tathāgatagarbha and Ālayavijñāna." PhD diss., Fordham University, 1981.
Book
The Buddha Within: Tathagatagarbha Doctrine according to the Shentong Interpretation of the Ratnagotravibhaga
Tathagatagarbha—Buddha Nature—is a central concept of Mahayana Buddhism crucial to all the living practice traditions of Tibetan and Zen Buddhism. Its relationship to the concept of emptiness has been a subject of controversy for seven hundred years. Dr. Hookham's work investigates the divergent interpretations of these concepts and the way the TIbetan tradition is resolving them.

In particular she does this with reference to the only surviving Indian commentary on the Tathagatagarbha doctrine, the Ratnagotravibhaga. This text addresses itself directly to the issue of how to relate the doctrine of emptiness (the illusory nature of the world) to that of the truly existing, changeless Absolute (the Buddha Nature).

This is the first work by a Western writer to present an analysis of the Shentong tradition based on previously untranslated sources. The Shentong view rests on meditative experience that is inaccessible to the conceptualizing mind. It is deeply rooted in the sutra tradition of Indian Buddhism and is central to an understanding of the Mahamudra and Dzogchen traditions and Tantric practice among the Kagyupas and Nyingmapas.

(Source: SUNY Press)
Hookham, S. K. The Buddha Within: Tathagatagarbha Doctrine according to the Shentong Interpretation of the Ratnagotravibhaga. SUNY Series in Buddhist Studies. Albany: State University of New York Press, 1991.
Article
The Buddhist Notion of an 'Immanent Absolute' (tathāgatagarbha) as a Problem in Hermeneutics
As a religious and philosophical tradition works out its own stock of ideas and encounters fresh ones among its neighbours, it must very often generate responses to developing tensions and oppositions unless it is simply to turn in on itself, both ossifying and isolating itself from its intellectual and human environment. Buddhism has not ossified and isolated itself in this way, and it has met such challenges not only in its spread outside the Indian subcontinent—in Central, East and Southeast Asia, and now also in Europe and

America—but also, and no less importantly, in the course of its development within historical India itself.
      One way in which Buddhism has responded to these intellectual and cultural encounters can be related to hermeneutics: that is, the modes by which a tradition explains its sources and thereby interprets (or reinterprets) itself in a continuing process of reactivation and renewal of its heritage.[1]
      In the case of Buddhism this process—perhaps comparable in part to what in another context is now frequently referred to as aggiornamento—had both endogenous and exogenous causes. It was, in other words, set in train both by internal, systemically generated requirements and tensions within the Buddhist tradition as it evolved in geographical space and historical time, and by external impulses received from its intellectual and social environment, which could be, according to the case, either positive or negative in character.
      The purpose of this paper is to explore this process with respect to the Buddhist hermeneutics of the ideas of non-self (anatman) and of a spiritual matrix or germ (gotra, tathagatagarbha or Buddha-nature) and the relationship of this pair of ideas to Vedantic notions and Brahmanical social groups in classical India. Reference will be made also to certain exegetical developments that either originated in Tibet or were at least fully realized there for the first time. Our analysis will revolve around the fact that, however historically antithetical and structurally contrasting these two ideas are in Buddhism, they in fact have not invariably been treated by Buddhist hermeneuticians as contradictory or even as systematically exclusive of each other.
      Because of its philosophical and religious significance in the fields of soteriology and gnoseology, the Mahāyānist theory of the tathāgatagarbha—the Germ of Buddhahood latent in all sentient beings—occupies a crucial position in Buddhist thought, and indeed in Indian thought as a whole. In virtue of both their extent and their contents, the sūtras treating the tathāgatagarbha—and the systematically related doctrines of the natural luminosity (prakṛtiprabhāsvaratā) of mind (citta) and the spiritual germ existent by nature (prakṛtistha-gotra)[2]—are amongst the most important in the Mahāyāna. The idea that the doctrine of the tathāgatagarbha and Buddha-nature is one of the supreme teachings of the Mahāyāna is explicitly stated in the Mahāparinirvāṇa-sutra.[3]

      Mahāyānist doctrine is in large part concerned with the path (marga) of the Bodhisattva and supreme and perfect awakening (bodhi), that is, the state of a Buddha. The terms tathāgatagarbha and gotra are used to denote the base or support for practice of the path, and hence the 'cause' (hetu: dhatu) for attainment of the fruit (phala) of buddhahood. Even when the texts do not employ the term tathāgatagarbha to designate this factor as the one which makes it possible for all living beings ultimately to attain liberation and Buddhahood, the importance of the theme of the tathāgatagarbha is basic to the soteriology and gnoseology of the Mahāyāna. (Ruegg, "The Buddhist Notion of an 'Immanent Absolute'," 229–30)
Ruegg, David Seyfort. "The Buddhist Notion of an 'Immanent Absolute' (tathāgatagarbha) as a Problem in Hermeneutics." In The Buddhist Heritage, edited by Tadeusz Skorupski, 229–45. Tring, UK: The Institute of Buddhist Studies, 1989.
Article
The Gotra, Ekayāna and Tathāgatagarbha Theories of the Prajñāpāramitā according to Dharmamitra and Abhayākaragupta
No abstract given. Here are the first relevant paragraphs:

In the course of his monumental work on the Prajñāpāramitā Sūtras E. Conze has written: 'It is quite a problem how the Dharma-element which is common to all can be regarded as the source of a variety of "lineages" [gotra]'.[1] It has been the endeavour of the present writer in a series of publications starting in 1968 to shed light on this very fundamental and interesting question. An article in the Festschrift dedicated to the late E. Frauwallner was devoted to the interconnexion between the single, unique and undifferentiated dharmadhātu, the naturally existent spiritual element or germ (prakṛtisthaṃ gotram) and the variously conditioned psycho-spiritual categories (gotra)[2] recognized by the Buddhist texts as explained by Ārya Vimuktisena (ca. 500 ?) and his successor Bhadanta Vimuktisena in their commentaries on the Abhisamayālaṃkāra (i. 37-39), which they correlate with the topics of the Pañcaviṃśatisāhasrikā Prajñāpāramitā.[3] And shortly afterwards there followed a more detailed study of this question as it relates to the notion of the tathāgatagarbha or buddha-nature in La théorie du tathāgatagarbha et du gotra: Études sur ta sotériologie et la gnoséologie du bouddhisme (Paris, 1969) and Le traité du tathāgatagarbha de Bu ston Rin chen grub (Paris, 1973). In the last publications Haribhadra's commentaries on the Prajñāpāramitā were discussed, and the importance of the doctrine of the One Vehicle (ekayāna), was taken up at some length not only from the point of view of soteriology but also from that of gnoseology
      Between the two Vimuktisenas and Haribhadra (fl. c. 750-800) on the one side and the Tibetan exegetes on the other there lived a number of important Indian commentators whose work could be only briefly touched on in the Théorie. Amongst the most important of these later Indian masters of the Prajñāpāramitā are Dharmamitra and Abhayākaragupta, both of whom have been reckoned by Buddhist doxographers as being, for certain systematic reasons, close to the Svātantrika-Mādhyamika school, and Ratnākaraśānti (first half of the 11th century), a Vijñānavādin (of the Alīkākāravāda branch) who appears to have undertaken a harmonization of the Vijñānavāda and the Madhyamaka in the manner of the synthesizing movements especially characteristic of later Buddhist thought in India.
      One of Ratnākaraśānti's main works on the Prajñāpāramitā—the Sārottamā (or Sāratamā ?), a Pañjikā on the Aṣṭasāhasrikā, which until recently was known only by its Tibetan version in the Bstan 'gyur—has now been recovered in an incomplete Sanskrit manuscript. Since the promised publication of this text is awaited with keenest interest by students of this literature, his work must be left for another occasion.[4] The present paper will therefore consider the discussions by Dharmamitra and Abhayākaragupta of the relation between the gotra, the dharmadhātu, the ekayāna, and the tathāgatagarbha. (Ruegg, "The Gotra, Ekayāna and Tathāgatagarbha Theories of the Prajñāpāramitā," 283–284)



Notes:

1. E. Conze, The Large Sūtra on Perfect Wisdom (London 1961), p. 105 note 2. References hereunder to the folios of Tibetan translations of Indian texts contained in the Bstan 'gyur relate to the Peking edition as reproduced in the Japanese reprint published by the Tibetan Tripiṭaka Research Institute (Tokyo and Kyoto). Prints of other editions of the Bstan 'gyur were unfortunately unavailable during the writing of the present paper.
2. On the meanings of the term gotra, and in particular on the two meanings '(spiritual) element, germ, capacity' and '(spiritual) lineage, class, category' which might be described respectively as the intensional and extensional meanings of the word when the gotra as germ determines the classification of persons possessing it in a gotra as category, see the present writer's article in BSOAS 39 (1976) p. 341sq.
3. "Ārya and Bhadanta Vimuktisena on the gotra-theory of the Prajñāpāramitā," Beitriige zur Geistesgeschichte Indiens (Festschrift fur Erich Frauwallner), WZKSO 12-13 (1968/1969), pp. 303–317.
4. Ratnākaraśānti's other work on the subject, a commentary on the AA entitled Śuddhimatī, (or: Śuddhamatī) will be referred to below.
Ruegg, David Seyfort. "The Gotra, Ekayāna and Tathāgatagarbha Theories of the Prajñāpāramitā according to Dharmamitra and Abhayākaragupta." In Prajñāpāramitā and Related Systems, edited by Lewis Lancaster, 283–312. Berkeley: University of California, 1977.
Book
The Jewel Ornament of Liberation (Guenther)
In this skillful translation, Herbert Guenther offers English-speaking readers sGam.po.pa's comprehensive and authoritative exposition of the stages of the Buddhist path. A masterly survey of Tibetan Buddhism, The Jewel Ornament of Liberation explains how an enlightened attitude is strengthened by practicing the six perfections (generosity, discipline, patience, exertion, meditation, and knowledge) and offers a concise presentation of Buddhism as a living experience.

As Chögyam Trungpa writes in his foreword: "It is in the flow of karma that this book materialized in 1959 on the very eve of the destruction of the spiritual land of Tibet. Professor Guenther was instrumental in making available the only commentary and guide in English to the bodhisattva tradition of Tibet, Japan, and China. The book remains the classic text of all Buddhists."

sGam.po.pa, who lived in the eleventh and twelfth centuries, was the organizer of the Kagyü order of Tibetan Buddhism.

Herbert V. Guenther is Professor Emeritus in the Department of Far Eastern Studies at the University of Saskatchewan.

(Source: back cover)
Guenther, Herbert V., trans. The Jewel Ornament of Liberation. By Gampopa (sgam po pa). The Clear Light Series. Boston: Shambhala Publications, 1989. First published 1959 by Rider & Co. (London).
Book
The Jewel Ornament of Liberation (Könchog Gyaltsen)
The Jewel Ornament of Liberation is a masterwork of Tibetan Buddhism. For more than eight centuries, this text has provided a complete foundation for Buddhist study and practice–covering the initial entry into the path and continuing through to the achievement of Buddhahood. It includes teachings on Buddha-nature, finding a spiritual master, impermanence, karma, the cultivation of bodhicitta, the development of the six perfections, the ten Bodhisattva bhumis, Buddhahood, and the activities of a buddha. (Source: back cover)
Gyaltsen, Khenpo Könchog, trans. The Jewel Ornament of Liberation: The Wish-fulfilling Gem of the Noble Teachings. By Gampopa (sgam po pa). Edited by Ani K. Chodron. Ithaca, NY: Snow Lion Publications, 1998. https://www.amnyitrulchung.org/teachings/materials/pdf/Gampopa%20-%20Jewel%20Ornament%20of%20Liberation%20-%20Complete.pdf.
Book
The Lion's Roar of the Ultimate Non-Dual Buddha Nature
The teaching of the Buddha hinges around the one point that sentient beings, meaning beings having a mind, have within them the potential to become a buddha. If they did not possess that potential, it would not be possible for them to become buddhas and the rest of the Buddhist teaching would be an interesting but useless philosophy. Therefore, the topic of buddha nature is especially important.

The Buddha taught buddha nature in three steps, each more profound than the previous one. The last step is regarded by most Tibetan Buddhist schools as the most profound teaching of the sutras, the very essence of what the Buddha was trying to communicate to his followers. It is the same teaching as found in Mahamudra and Dzogchen, so is important for all Buddhists to understand, but especially for those who are studying the Mahamudra and Dzogchen teachings.

The very learned Nyingma teacher Ju Mipham Namgyal gave a teaching that clearly showed this ultimate non-dual buddha nature. It was recorded and published by his students in a text called The Lion's Roar that is A Great Thousand Doses of Sugatagarbha which forms the basis of this book. The text needs clarification, so a very extensive explanation has been provided by the author of the book, the well known Western Buddhist teacher and translator, Tony Duff. As with all of our books, and an extensive introduction, glossary, and so on are provided to assist the reader.
Duff, Tony, trans. The Lion's Roar of the Ultimate Non-Dual Buddha Nature: A Text by Ju Mipham Namgyal and Explanation by Tony Duff. Kathmandu: Padma Karpo Translation Committee, 2015.
Article
The Meanings of the Term "Gotra" and the Textual History of the "Ratnagotravibhāga"
No abstract given. Here are the first relevant paragraphs:

The word gotra is frequently used in the literature of Mahāyāna Buddhism to denote categories of persons classified according to their psychological, intellectual, and spiritual types. The chief types usually mentioned in this kind of classification are the Auditors making up the śrāvaka-gotra, the Individual Buddhas making up the pratyehabuddha-gotra, and the Bodhisattvas making up the bodhisattva-gotra.[2] In the Saṃdhinirmocanasūtra these three types constitute altogether different gotras, which thus coincide with the three separate Vehicles (yāna) as recognized by the Yogācārin/Vijñaptimātratā, school.[3] To these three some sources add the further category of the undetermined (aniyatagotra), which is made up of persons not yet definitively attached to one of the three preceding classes; and the non-gotra (agotra), that is the category made up of persons who cannot be assigned to any spiritual class.[4] Each of the first three categories is thus comprised of persons capable of achieving a particular kind of maturity and spiritual perfection in accordance with their specific type or class, the Auditor then attaining the Awakening (bodhi) characteristic of the Śrāvaka and so on.[5] Especially remarkable in this connexion, and somewhat anomalous as a gotra, is the non-gotra, i.e. that category of persons who seem to have been considered, at least by certain Yogācārin authorities, as spiritual ‘outcastes’ lacking the capacity for attaining spiritual perfection or Awakening of any kind; since they therefore achieve neither bodhi nor nirvāṇa, they represent the same type as the icchantikas to the extent that the latter also are considered to lack this capacity.[6]
       The three gotras mentioned first together with the aniyatagotra and the agotra are discussed chiefly in the Śāstras of the Yogācārins[7] and in the commentaries on the Abhisamayālaṃkāra.[8]
      In addition, the gotra functions so to speak as a spiritual or psychological 'gene' determining the classification of living beings into the above-mentioned categories, which may be either absolutely or temporarily different according to whether one accepts the theory that the three Vehicles (yāna) are ultimately and absolutely separate because they lead to the three quite different kinds of Awakening of the Śrāvaka, Pratyekabuddha, and Bodhisattva—namely the extreme triyāna doctrine-or, on the contrary, the theory that the Vehicles are ultimately one because all sentient beings are finally to attain Awakening and buddhahood which are essentially one—in other words the characterized Mādhyamika version of the ekayāna theory.[9]

Notes:

1. (Note 1 belongs to title): A shortened version of this paper was read before the Indological section of the twenty-ninth International Congress of Orientalists in Paris in July 1973.
       The following abbreviations are used.
IBK    Indogaku-Bukkyōgaku Kenkyū.
MSA    Mahāyānasūtrālaṃkāra (ed. Lévi).
RGV    Ratnagotravibhāga (Sanskrit text ed. E. H. Johnston).
RGVV    Ratnagotravibhāgavyākhyā (Sanskrit text ed. E. H. Johnston).
TGS    Tathāgatagarbhasūtra (Tibetan translation in the lHa-sa ed. of the bKa'-'gyur).
Théorie    D. Seyfort Ruegg, La théorie du tathāgatagarbha et du gotra (Publications de l'École Française d'Extreme-Orient, LXX, Paris, 1969).
2. v. Laṅkāvatārasūtra, ed. Nanjō, 2, pp. 63-6, and the other sources quoted in Ruegg, Théorie, 74 f.
3. Saṃdhinirmocanasūtra 7.15, 24; cf. Théorie, 73-4.
4. Laṅkāvatārasūtra 2, p. 63.
5. v. Laṅkāvatārasūtra 2, pp. 63-5; MSABh. 3.2.
6. Laṅkāvatārasūtra 2, pp. 65-6; MSABh. 3.11: aparinirvāṇadharmaka. There are two categories of persons not attaining nirvāṇa, those who do not attain it for a certain length of time (tatkālāparinirvāṇadharman) and those who never do so (atyantāparinirvāṇadharman). The theory that some persons are destined never to attain nirvāṇa and buddhahood is considered characteristic of the Yogācārin school, which does not admit the doctrine of universal buddhahood implied by the usual interpretation of the ekayāna theory (see Saṃdhinirmocanasūtra 7.24) and the theory of the tathāgatagarbha present in all sentient beings. (MSA 9.37 does not, it seems, refer to the fully developed tathāgatagarbha theory which is based on three factors—the irradiation of the dharmakāya, the non-differentiation of the tathatā, and the presence of the gotra [see RGV 1.27 f.]—and concerns only the non-differentiation of the tathatā, and the tathāgatatva, which all beings possess as their embryonic essence. Cf. below, n. 50.)
      The agotra doctrine to the extent that it assumes a class of spiritual 'outcastes' being evidently incompatible with the tathāgatagarbha theory, the question arises as to the significance of the allusion to persons without a gotra in RGV 1.41. The reference there seems to be to a hypothetical case (opposed to the author's own view expressed before in RGV 1.40-41c), which is not, however, admitted by the author; and the revised reading of pāda 1.41d agotrāṇāṃ na tad yataḥ (cf. L. Schmithausen, WZKS, xv, 1971, 145) 'since this is not so for those without gotra ' makes this interpretation easier (see p. 346). Indeed, according to RGVV 1.41, any allusion to an icchantika who does not attain nirvāṇa is to be interpreted as referring to a certain interval of time (kālāntarābhiprāya) only, and not to a permanent incapacity. On the icchantika cf. D. S. Ruegg, Le traité du tathāgatagarbha de Bu ston Rin chen grub, Paris, 1973, p. 12, n. 1. The aparinirvāṇagotra is also mentioned in RGVV 1.32-3, 1.38, and 1.41, and the aparinirvāṇadharman in 1.41.
7. cf. MSA, ch. 3; Madhyāntavibhāgabhāṣya and ºṭīkā, 2.1, 4.15-16.
8. cf. Théorie, 123 f.

9. v. Théorie, 177 f.; MSA 11.53-9; Madhyāntavibhāgaṭīkā 3.1a, 22. On the equivalence of nirvāṇa and buddhahood, see RGV 1.87.
Ruegg, David Seyfort. "The Meanings of the Term Gotra and the Textual History of the Ratnagotravibhāga." Bulletin of the School of Oriental and African Studies 39, no. 2 (1976): 341–63.
Video
Thupten Jinpa: On His First Encounter with the Concept of Buddha-Nature
Jinpa, Thupten. "On His First Encounter with the Concept of Buddha-Nature." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, January 29, 2022. Video, 5:46. https://www.youtube.com/watch?v=CJ3t3rr5tCA.
Jinpa, Thupten. "On His First Encounter with the Concept of Buddha-Nature." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, January 29, 2022. Video, 5:46. https://www.youtube.com/watch?v=CJ3t3rr5tCA.
Video
Thupten Jinpa: On the Ratnagotravibhaga and Its Place in the Gelukpa Curriculum
Jinpa, Thupten. "On the Ratnagotravibhaga and Its Place in the Gelukpa Curriculum." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, January 29, 2022. Video, 1:43. https://www.youtube.com/watch?v=3rcRurBgowU.
Jinpa, Thupten. "On the Ratnagotravibhaga and Its Place in the Gelukpa Curriculum." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, January 29, 2022. Video, 1:43. https://www.youtube.com/watch?v=3rcRurBgowU.
Interview
What Is My Mind without Me? Buddha-Nature in the Karma Kagyu School by Karl Brunnhölzl
In this interview Karl Brunnhölzl and Lopen Dr. Karma Phuntsho discuss the buddha-nature teachings in the Karma Kagyu school, touching on Karl's first encounter with the buddha-nature teachings, the inspiration for his book When the Clouds Part, the Ratnagotravibhāga as a bridge between sūtra and tantra, how buddha-nature teachings were transmitted in the Kagyu lineage, the Third and Eight Karmapa's views on buddha-nature, and much more.
      Karl Brunnhölzl is one of the most prolific translators of Tibetan texts into English and has worked on all of the Five Treatises of Maitreya. He was originally trained as a physician and then studied at Kamalashila Institute, Khenpo Tsultrim Gyamtso's Marpa Institute, and Hamburg University. Since 1989, Karl has served as a translator, interpreter, and Buddhist teacher mainly in Europe, India, and Nepal. Since 1999, he has acted as one of the main translators and teachers at Nitartha Institute (director: Dzogchen Ponlop Rinpoche) in the USA, Canada, and Germany. He has translated and written about buddha-nature extensively and he is the author of several books on Buddhism, such as The Center of the Sunlit Sky, Luminous Melodies, Milarepa's Kungfu, and The Heart Attack Sutra. He has also completed several ground-breaking translations in the Tsadra Foundation series, including a three-volume work on the Abhisamayālaṃkāra. He has also completed the work Prajñāpāramitā, Indian "gzhan stong pas", and the Beginning of Tibetan gzhan stong in the Wiener Studien zur Tibetologie und Buddhismuskunde series. When the Clouds Part: The Uttaratantra and Its Meditative Tradition as a Bridge between Sutra and Tantra, formed the basis for the Buddha-Nature website project. In 2019 his translation of the Mahāyānasaṃgraha with Indian and Tibetan commentaries was published and won the Khyentse Foundation Prize For Outstanding Buddhist Translation.
Brunnhölzl, Karl. "What Is My Mind without Me? Buddha-Nature in the Karma Kagyu School." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, February 26, 2022. Video, 1:16:52. https://www.youtube.com/watch?v=oh--a5jxNq4.
Video
Yaroslav Komarovski: On Shakya Chokden's Terminology in Articulating the Buddha-Nature
Komarovski, Yaroslav. "On Shakya Chokden's Terminology in Articulating the Buddha-Nature." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, October 30, 2021. Video, 9:56. https://www.youtube.com/watch?v=mXeVspw-zfY.
Komarovski, Yaroslav. "On Shakya Chokden's Terminology in Articulating the Buddha-Nature." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, October 30, 2021. Video, 9:56. https://www.youtube.com/watch?v=mXeVspw-zfY.
Article
Śākya mchog-ldan on gotra in Yogācāra and Madhyamaka
This paper is being presented as part of a panel on the topic of Reformulations of Yogācāra in

Tibet. Particularly, it relates to Tibetan commentary on Abhisamayālaṃkāra (AA) I:39, in which it is taught that the foundation (pratiṣṭhā) for religious practice is the dharmadhātu and that since the dharmadhātu is undifferentiated (asaṃbhedā), there are ultimately no distinct gotras corresponding to the three vehicles. This teaching is usually interpreted as a Mādhyamaka justification for one final vehicle, as opposed to the three-vehicle theory, attributed to Cittamātra/Vijñaptimātratā, and which is closely related to the doctrine of three gotras found in sutras such as Saṃdhinirmocana and Laṅkāvatāra and śāstras such as Mahāyānasūtrālaṃkāra. However, there are some Tibetan writers outside the influential Gelug tradition who see the equation of gotra with dharmadhātu as an essentially Yogācāra doctrine. This alternative viewpoint implies that Yogācāra and Cittamātra are not, as is commonly held to be the case, the same thing and brings to the fore the question of whether Yogācāra is better understood as a tradition that transcends traditional doxographic categories. Through an analysis of Śākya-mchog-ldan’s explanation of AA I:39, which includes a differentiation of two other terms that are also often held to be synonymous, namely gotra and buddha-essense (or tathāgatagarbha), I aim to highlight some of the ways in which his ‘reformulation’ of Yogācāra implies a reformulation of certain Cittamātra doctrines. Finally, I conclude the paper with a brief discussion on the extent to which doxographical discourse

both restricts and allows for the formulation of an individual point of view. (Gilks, introduction, 1)
Gilks, Peter. "Śākya mchog-ldan on gotra in Yogācāra and Madhyamaka." Paper presented at the 17th Congress of the International Association of Buddhist Studies, Vienna, August 2014.
Term Variations
Key Term gotra
Topic Variation gotra
Tibetan རིགས་
Wylie Tibetan Transliteration rigs
Devanagari Sanskrit गोत्र
Romanized Sanskrit gotra
Chinese 鍾姓, 種性
Chinese Pinyin zhōng xìng
Buddha-nature Site Standard English potential
Karl Brunnhölzl's English Term disposition
Richard Barron's English Term spiritual affinity, spiritual potential
Jeffrey Hopkin's English Term type, kind, lineage
Ives Waldo's English Term nationality, bloodline, variety, status
Term Information
Source Language Sanskrit
Basic Meaning Disposition, lineage, or class; an individual's gotra determines the type of enlightenment one is destined to attain.
Has the Sense of Gotra is used in Buddhist literature in a wide variety of ways. In Yogācāra it is used in the sense of family, lineage, or type to classify beings according to their innate capacity for progress on the path to enlightenment.
Related Terms dhātu, buddhadhātu
Term Type Noun
Definitions
Princeton Dictionary of Buddhism See page 325: In Sanskrit, “family” or “lineage,” used in a figurative sense. The vinaya explains that those in a noble family or line are those monks who are content with their robes, with whatever they receive in their begging bowls, and with low-quality bedding, and who take pleasure in forsaking the unwholesome (akuśala) and cultivating the wholesome (kuśala). In the Pāli abhidhamma, the moment when one’s concentration or insight moves from one “family” to another is called “change of lineage” (gotrabhū). In Mahāyāna literature (especially that associated with the Yogācāra), gotra refers to a destiny, almost in the sense of a spiritual disposition, that prompts one to follow a particular path to enlightenment. There is typically a list of five such spiritual destinies (pańcagotra) found in Yogācāra literature: (1) the tathāgata lineage, for those destined to become buddhas; (2) the pratyekabuddha lineage, for those destined to become arhats via the pratyekabuddhayāna; (3) the Śrāvaka lineage, for those who will become arhats via the śrāvakayāna; (4) those of indefinite (aniyata) lineage, who may change from any of three vehicles to another; and (5) those without lineage (agotra), who are ineligible for liberation or who have lost the prospect of becoming enlightened by being “incorrigibles” (icchantika). Another division of lineage is into Prakṛtisthagotra (naturally present) and samudānitagotra (developed). According to the Yogācārabhūmiśāstra, the former refers to one’s innate potential for spiritual achievement; the latter refers to the specific individual habits one can develop that will help speed the mastery of that potential. See also Faxiang zong; Śrāvakabhūmi.
Rangjung Yeshe Dictionary kinds, types (ggd). 1) kinds, varieties, types, aspects. 2) caste, bloodline, lineage, extraction, birth, descent, lineage, family, noble, potential, class, gene (spiritual genes), type, category, status. 2) specific spiritual family, Buddha family. 3) Buddha nature. 4) nature. Syn (snying po) 5) reason. 6) certain (in end of sentence) it is certain!. 7) will understand. 8) causal ground. 9) possibility, capability, potential. 10) philosophy. 11) realm. Syn khams. 12) appropriateness. 13) gotra, here "go" comes from guna, quality. "Tra" means to protect. So gotra means to protect the qualities (yon tan skyob pa).
Synonyms kula; vaṃśa
Grammatical / Etymological Analysis Following Mahāyānasūtrālaṃkāra III.4cd and its Bhāṣya, the hermeneutical etymology of gotra is often explained as meaning guṇottāraṇa, with the syllable go in gotra standing for guṇa ("qualities") and the syllable tra representing uttāraṇa ("delivering," "setting free"). Thus, the got is the disposition from which qualities arise and increase or which sets them free... Gotra can also mean "what protects qualities" (guṇatraya)." - Karl Brunnhölzl, When the Clouds Part, pp. 95-96.

According to John W. Pettit, the term comes from the combination of go (cow) and tra (protection), which was a reference to livestock enclosures. In ancient India this was representative of family or clan wealth and thus the term came to represent hereditary pedigree.

-Public talk at Rangjung Yeshe Institute, "Basics of Buddha-Nature: Mipham’s Roaring Lions Public." March 27, 2019.

Works About this Term

Books
Book
Kukyō ichijō hōshōron to higashiajia bukkyō (The Ratnagotravibhāga and East Asian Buddhism)
My monograph explores theories on tathāgatagarbha, tathatā and gotra in East Asian Buddhism between the 5th and the 7th centuries, with a focus on the interpretation and influence of the Ratnagotravibhāga (Ch. Jiujing yisheng baoxing lun 究竟一乘寶性論). I review and reconsider tathāgatagarbha and consciousness-only theories in the context of East Asian Buddhism, especially before the return of Xuanzang 玄奘 (602-664) to China.
      There are major differences between our Sanskrit text of the Ratnagotravibhāga and its classical Chinese translation, which had an immeasurable influence on East Asian Buddhist thought and has yet to be fully explored. No commentary on the Ratnagotravibhāga in Chinese Buddhism has survived, so scholars have maintained the opinion that it was not regarded too much in Chinese and East Asian Buddhism. However, the findings of my research show that the Chinese translation of the Ratnagotravibhāga had more influence than previously imagined in East Asian Buddhist intellectual history.
      I explore the ideological background of the classical Chinese translation of the Ratnagotravibhāga, with reference to the Pusa dichi jing 菩薩地持經, several commentaries on the Śrīmālā-sūtra, the Da boniepan jing 大般涅槃經 and the Rulengqie jing 入楞伽經. In comparison to the surviving Sanskrit text, the Chinese version of the Ratnagotravibhāga downplays the significance of the expression gotra and instead reflects a strong interest in zhenru 真如 (Skt. tathatā) and foxing 佛性 (Buddha-nature) – for instance, 'zhenru foxing' becomes the foundation or reason for transmigration in the world. In this context, reality (Skt. tathatā) acts like a conditioned dharma, an idea that deeply influenced later understanding of Buddha-nature in East Asian Buddhism. I furthermore discuss the relationship between the Ratnagotravibhāga and other significant East Asian authors and teachings, such as Paramārtha 真諦 (499-569), the Dasheng qixin lun 大乘起信論, Fazang 法藏 (643-712), the Sanjie school 三階教, and trace the influence of the Ratnagotravibhāga beyond China into the writings of Wonhyo 元曉 (617-686) in Korea and the Japanese authors Juryō 寿霊 and Chikei 智憬 in Nara era (710-784). (Source Accessed May 25, 2021)
Li, Zijie. Kukyō ichijō hōshōron to higashiajia bukkyō: Go—nana seiki no nyoraizō, shinnyo, shushō no kenkyū (The Ratnagotravibhāga and East Asian Buddhism: A Study on the Tathāgatagarbha, Tathatā and Gotra between the 5th and 7th Centuries). Tokyo: Kokusho Kankōkai, 2020.
Book
La Théorie du Tathāgatagarbha et du Gotra
Le tathāgatagarbha, « embryon » ou « matrice » de Tathāgata, est le genre de la nature de Bouddha qui, selon certains textes du Mahāyāna, est présent en tous les êtres. Cette théorie joua un rôle considérable dans le bouddhisme de la Chine, du Japon et du Tibet. Elle est liée à d'autres points de doctrine importants, que M. Ruegg a examinés également ici, ceux du gotra ou « lignée » spirituelle, de l'Eveil universel, du Véhicule unique de salut, de la luminosité naturelle de la pensée. Toutes ces théories, étroitement liées entre elles, touchent de très près à l'essence même du bouddhisme du Grand Véhicule, comme l'a montré excellemment M. Ruegg. Celui-ci a pourtant limité le champ de ses investigations à certaines sources, sūtra sanskrits du Mahāyāna, traités des Mādhyamika et des Yogācāra, commentaires et traités tibétains d'époques diverses, laissant de côté notamment toute l'abondante littérature chinoise et japonaise sur le sujet. Prudemment, il s'en est tenu à une étude doxographique, sans traiter aucun des problèmes de philologie et d'histoire. Cependant, la maîtrise acquise par lui en sanskrit et en tibétain, et sa grande familiarité avec la pensée bouddhique, même dans ce qu'elle a de plus abstrus, permettent à M. Ruegg de se jouer aisément de toutes les difficultés, fort nombreuses et redoutables, dont un tel sujet était hérissé. On regrettera seulement qu'il n'ait guère fait effort pour rendre son livre accessible au lecteur non spécialiste. Pourtant, cet ouvrage, qui est une contribution capitale à notre connaissance de la pensée bouddhique, mérite d'être connu d'un large public de philosophes et d'historiens des religions. Souhaitons que son auteur en donnera bientôt un condensé sous une forme claire. Mais ce défaut, qui ne concerne que l'expression et est en quelque sorte la rançon de la compétence de M. Ruegg, n'enlève rien à la valeur intrinsèque de ce travail, l'un des meilleurs qu'ait produits l'étude du bouddhisme ces dernières années. (Source: Review by André Bareau, Revue de l'histoire des religions)
Ruegg, David Seyfort. La théorie du tathāgatagarbha et du gotra: Études sur la sotériologie et la gnoséologie du Bouddhisme. Publications de l'École Française d'Extrême-Orient 70. Paris: École Française d'Extrême-Orient, 1969. https://archive.org/details/Ruegg1969LaTheorieDuTathgatagarbhaEtDuGotraEtudesSurLaSoteriologieEtLaGnoseologieDuBouddhisme/mode/2up.
Book
Ornament of Precious Liberation (Holmes)
The classic overview of the stages of the path by the influential Kagyu forefather, Gampopa.
Holmes, Ken, trans. Ornament of Precious Liberation. By Gampopa (sgam po pa). Edited by Thupten Jinpa. Somerville, MA: Wisdom Publications, 2017.
Book
Path to Buddhahood: Teachings on Gampopa's Jewel Ornament of Liberation
Teachings by the contemporary Tibetan teacher Ringu Tulku on Gampopa's beloved work on the stages of the path to enlightenment.
Ringu Tulku Rinpoche. Path to Buddhahood: Teachings on Gampopa's Jewel Ornament of Liberation. Edited by Maggy Jones, Briona Nic Dhiarmada, and Corinne Segers. Boston: Shambhala Publications, 2003. Originally published in French as Et si vous m'expliquiez le bouddhisme? Paris: Nil Editions, 2001.
Book
Perfect or Perfected? Rongtön on Buddha-Nature
As the most important canonical treatise on Buddha-nature, the Ratnagotravibhaga (also known as Uttaratantrasastra, Tib. rgyud bla ma) established the doctrinal foundations for the Mahayana philosophy of tathāgatagarbha, the doctrine according to which all sentient beings are either inherently buddhas or endowed with the potential for awakening. Among the most prominent Tibetan commentaries on this text figures that of the Sakya master Rongtön Sheja Künrig, a prolific writer who was active during the golden age of Tibetan Buddhist philosophy. Refuting, on one hand, the notion that Buddha-nature is synonymous with mere emptiness, and on the other that the mind is inherently endowed with the Buddha qualities, Rongtön argues for an understanding of Buddha-nature that embraces both aspects of the nature of mind: cognizance and emptiness.



Rongtön Sheja Künrig (1376-1449) figures among the greatest teachers of the Sakya tradition. Particularly renowned for his commentaries on the Five Treatises of Maitreya, his vast erudition, and extensive teaching career made him one of the most influential masters for the scholastic lineages of all schools of Tibetan Buddhism. This volume contains an annotated translation of Rongtön Chenpo’s commentary on the central chapter of this treatise (including the relevant stanzas of the root text), along with an extensive introduction to the historical development of this doctrine and an analysis of Rongtön’s position. (Source: Vajra Publications)
Bernert, Christian, trans. Perfect or Perfected? Rongtön on Buddha-Nature: A Commentary on the Fourth Chapter of the Ratnagotravibhāga (vv.1.27-95[a]). By Rongtön Sheja Künrig (rong ston shes bya kun rig). Kathmandu: Vajra Books, 2018.
Book
The Buddha Nature: A Study of the Tathāgatagarbha and Ālayavijñāna
One of the fundamental tenets of Mahayana Buddhism animating and grounding the doctrine and discipline of its spiritual path, is the inherent potentiality of all animate beings to attain the supreme and perfect enlightenment of Buddhahood. This book examines the ontological presuppositions and the corresponding soteriological-epistemological principles that sustain and define such a theory. Within the field of Buddhist studies, such a work provides a comprehensive context in which to interpret the influence and major insights of the various Buddhist schools. Thus, the dynamics of the Buddha Nature, though non-thematic and implicit, is at the heart of Zen praxis, while it is a significant articulation in Kegon, Tendai, and Shingon thought. More specifically, the book seeks to establish a coherent metaphysics of absolute suchness (Tathatā), synthesizing the variant traditions of the Tathagata-embryo (Tathāgatagarbha) and the Storehouse Consciousness (Ālayavijñāna).



The book's contribution to the broader field of the History of Religions rests in its presentation and analysis of the Buddhist Enlightenment as the salvific-transformational moment in which Tathatā 'awakens' to itself, comes to perfect self-realization as the Absolute suchness of reality, in and through phenomenal human consciousness. The book is an interpretation of the Buddhist Path as the spontaneous self-emergence of 'embryonic' absolute knowledge as it comes to free itself from the concealments of adventitious defilements, and possess itself in fully self-explicitated self-consciousness as the 'Highest Truth' and unconditional nature of all existence; it does so only in the form of omniscient wisdom.

(Source: Book jacket inside cover)
Brown, Brian Edward. The Buddha Nature: A Study of the Tathāgatagarbha and Ālayavijñāna. Buddhist Tradition Series 11. Delhi: Motilal Banarsidass, 1991. https://archive.org/details/tathagatgarbhabuddhanatureastudyofthetathagatagarbhaandalayavijnanabrianedwardbr/mode/2up.
Book
The Buddha Within: Tathagatagarbha Doctrine according to the Shentong Interpretation of the Ratnagotravibhaga
Tathagatagarbha—Buddha Nature—is a central concept of Mahayana Buddhism crucial to all the living practice traditions of Tibetan and Zen Buddhism. Its relationship to the concept of emptiness has been a subject of controversy for seven hundred years. Dr. Hookham's work investigates the divergent interpretations of these concepts and the way the TIbetan tradition is resolving them.

In particular she does this with reference to the only surviving Indian commentary on the Tathagatagarbha doctrine, the Ratnagotravibhaga. This text addresses itself directly to the issue of how to relate the doctrine of emptiness (the illusory nature of the world) to that of the truly existing, changeless Absolute (the Buddha Nature).

This is the first work by a Western writer to present an analysis of the Shentong tradition based on previously untranslated sources. The Shentong view rests on meditative experience that is inaccessible to the conceptualizing mind. It is deeply rooted in the sutra tradition of Indian Buddhism and is central to an understanding of the Mahamudra and Dzogchen traditions and Tantric practice among the Kagyupas and Nyingmapas.

(Source: SUNY Press)
Hookham, S. K. The Buddha Within: Tathagatagarbha Doctrine according to the Shentong Interpretation of the Ratnagotravibhaga. SUNY Series in Buddhist Studies. Albany: State University of New York Press, 1991.
Book
The Jewel Ornament of Liberation (Guenther)
In this skillful translation, Herbert Guenther offers English-speaking readers sGam.po.pa's comprehensive and authoritative exposition of the stages of the Buddhist path. A masterly survey of Tibetan Buddhism, The Jewel Ornament of Liberation explains how an enlightened attitude is strengthened by practicing the six perfections (generosity, discipline, patience, exertion, meditation, and knowledge) and offers a concise presentation of Buddhism as a living experience.

As Chögyam Trungpa writes in his foreword: "It is in the flow of karma that this book materialized in 1959 on the very eve of the destruction of the spiritual land of Tibet. Professor Guenther was instrumental in making available the only commentary and guide in English to the bodhisattva tradition of Tibet, Japan, and China. The book remains the classic text of all Buddhists."

sGam.po.pa, who lived in the eleventh and twelfth centuries, was the organizer of the Kagyü order of Tibetan Buddhism.

Herbert V. Guenther is Professor Emeritus in the Department of Far Eastern Studies at the University of Saskatchewan.

(Source: back cover)
Guenther, Herbert V., trans. The Jewel Ornament of Liberation. By Gampopa (sgam po pa). The Clear Light Series. Boston: Shambhala Publications, 1989. First published 1959 by Rider & Co. (London).
Book
The Jewel Ornament of Liberation (Könchog Gyaltsen)
The Jewel Ornament of Liberation is a masterwork of Tibetan Buddhism. For more than eight centuries, this text has provided a complete foundation for Buddhist study and practice–covering the initial entry into the path and continuing through to the achievement of Buddhahood. It includes teachings on Buddha-nature, finding a spiritual master, impermanence, karma, the cultivation of bodhicitta, the development of the six perfections, the ten Bodhisattva bhumis, Buddhahood, and the activities of a buddha. (Source: back cover)
Gyaltsen, Khenpo Könchog, trans. The Jewel Ornament of Liberation: The Wish-fulfilling Gem of the Noble Teachings. By Gampopa (sgam po pa). Edited by Ani K. Chodron. Ithaca, NY: Snow Lion Publications, 1998. https://www.amnyitrulchung.org/teachings/materials/pdf/Gampopa%20-%20Jewel%20Ornament%20of%20Liberation%20-%20Complete.pdf.
Book
The Lion's Roar of the Ultimate Non-Dual Buddha Nature
The teaching of the Buddha hinges around the one point that sentient beings, meaning beings having a mind, have within them the potential to become a buddha. If they did not possess that potential, it would not be possible for them to become buddhas and the rest of the Buddhist teaching would be an interesting but useless philosophy. Therefore, the topic of buddha nature is especially important.

The Buddha taught buddha nature in three steps, each more profound than the previous one. The last step is regarded by most Tibetan Buddhist schools as the most profound teaching of the sutras, the very essence of what the Buddha was trying to communicate to his followers. It is the same teaching as found in Mahamudra and Dzogchen, so is important for all Buddhists to understand, but especially for those who are studying the Mahamudra and Dzogchen teachings.

The very learned Nyingma teacher Ju Mipham Namgyal gave a teaching that clearly showed this ultimate non-dual buddha nature. It was recorded and published by his students in a text called The Lion's Roar that is A Great Thousand Doses of Sugatagarbha which forms the basis of this book. The text needs clarification, so a very extensive explanation has been provided by the author of the book, the well known Western Buddhist teacher and translator, Tony Duff. As with all of our books, and an extensive introduction, glossary, and so on are provided to assist the reader.
Duff, Tony, trans. The Lion's Roar of the Ultimate Non-Dual Buddha Nature: A Text by Ju Mipham Namgyal and Explanation by Tony Duff. Kathmandu: Padma Karpo Translation Committee, 2015.
Articles
Article
Can All Beings Potentially Attain Awakening? Gotra-theory in the Mahāyānasūtrālaṃkāra
The Mahāyāna has sometimes been associated with the doctrine that all sentient beings will attain complete awakening, a doctrine which is often linked to some conception of the "embryo of the Tathāgata (tathāgatagarbha)'"`UNIQ--ref-00000424-QINU`"'. However, according to an alternate Mahāyāna doctrine, only some sentient beings will attain the complete awakening of a buddha — and some may even be excluded from attaining any form of awakening at all. In this paper, I will examine just such a doctrine, as it is found in an Indian Yogācāra treatise, the Mahāyānasūtrālaṃkāra ("Ornament to the Mahāyāna Sūtras"; abbr., MSA), a Sanskrit verse-text, and its prose commentary, the Mahāyānasūtrālaṃkāra-bhāṣya (MSABh),'"`UNIQ--ref-00000425-QINU`"'. Particular Tibetan and Chinese sources attribute the composition of the MSA to the bodhisattva Maitreya'"`UNIQ--ref-00000426-QINU`"', which gives us some indication of the importance this text was understood to have within certain traditions. Nevertheless, the authorship and date of the verse-text and its commentary are not certain; I hypothesize that the MSA/Bh may be dated to the fourth century CE (perhaps c. 350 CE)'"`UNIQ--ref-00000427-QINU`"'. It is my hope that an examination of such a source may contribute to the study of the various ways in which the contours of the Mahāyāna have been drawn from a doctrinal perspective. In the MSA/Bh, one way in which the limits of the Mahāyāna are defined is through the employment of the gotra-theory, a theory which identifies the soteriological potentialities of individuals through reference to their spiritual "family" or "lineage." So in order to understand this text's discursive construction of the category "Mahāyāna," we must understand its concept of gotra. (D'Amato, "Can All Beings Potentially Gain Awakening," 115–16)
D'Amato, Mario. "Can All Beings Potentially Attain Awakening? Gotra-theory in the Mahāyānasūtrālaṃkāra." Journal of the International Association of Buddhist Studies 26, no. 1 (2003): 115–38. https://journals.ub.uni-heidelberg.de/index.php/jiabs/article/view/8933/2826.
Article
Hōshōronchū kenkyū (I): Phywa pa niyoru hōshōron I.26 kaishaku
Kano, Kazuo. "Hōshōronchū kenkyū (I): Phywa pa niyoru hōshōron I.26 kaishaku" (A Study of Commentaries on the Ratnagotravibhāga (I): Phywa pa's Interpretation of Verse I.26). Indogaku Bukkyōgaku Kenkyū (Journal of Indian and Buddhist Studies) 51, no. 2 (2003): 109-11.
Kano, Kazuo. "Hōshōronchū kenkyū (I): Phywa pa niyoru hōshōron I.26 kaishaku" (A Study of Commentaries on the Ratnagotravibhāga (I): Phywa pa's Interpretation of Verse I.26). Indogaku Bukkyōgaku Kenkyū (Journal of Indian and Buddhist Studies) 51, no. 2 (2003): 109-11.
Article
The Buddhist Notion of an 'Immanent Absolute' (tathāgatagarbha) as a Problem in Hermeneutics
As a religious and philosophical tradition works out its own stock of ideas and encounters fresh ones among its neighbours, it must very often generate responses to developing tensions and oppositions unless it is simply to turn in on itself, both ossifying and isolating itself from its intellectual and human environment. Buddhism has not ossified and isolated itself in this way, and it has met such challenges not only in its spread outside the Indian subcontinent—in Central, East and Southeast Asia, and now also in Europe and

America—but also, and no less importantly, in the course of its development within historical India itself.
      One way in which Buddhism has responded to these intellectual and cultural encounters can be related to hermeneutics: that is, the modes by which a tradition explains its sources and thereby interprets (or reinterprets) itself in a continuing process of reactivation and renewal of its heritage.[1]
      In the case of Buddhism this process—perhaps comparable in part to what in another context is now frequently referred to as aggiornamento—had both endogenous and exogenous causes. It was, in other words, set in train both by internal, systemically generated requirements and tensions within the Buddhist tradition as it evolved in geographical space and historical time, and by external impulses received from its intellectual and social environment, which could be, according to the case, either positive or negative in character.
      The purpose of this paper is to explore this process with respect to the Buddhist hermeneutics of the ideas of non-self (anatman) and of a spiritual matrix or germ (gotra, tathagatagarbha or Buddha-nature) and the relationship of this pair of ideas to Vedantic notions and Brahmanical social groups in classical India. Reference will be made also to certain exegetical developments that either originated in Tibet or were at least fully realized there for the first time. Our analysis will revolve around the fact that, however historically antithetical and structurally contrasting these two ideas are in Buddhism, they in fact have not invariably been treated by Buddhist hermeneuticians as contradictory or even as systematically exclusive of each other.
      Because of its philosophical and religious significance in the fields of soteriology and gnoseology, the Mahāyānist theory of the tathāgatagarbha—the Germ of Buddhahood latent in all sentient beings—occupies a crucial position in Buddhist thought, and indeed in Indian thought as a whole. In virtue of both their extent and their contents, the sūtras treating the tathāgatagarbha—and the systematically related doctrines of the natural luminosity (prakṛtiprabhāsvaratā) of mind (citta) and the spiritual germ existent by nature (prakṛtistha-gotra)[2]—are amongst the most important in the Mahāyāna. The idea that the doctrine of the tathāgatagarbha and Buddha-nature is one of the supreme teachings of the Mahāyāna is explicitly stated in the Mahāparinirvāṇa-sutra.[3]

      Mahāyānist doctrine is in large part concerned with the path (marga) of the Bodhisattva and supreme and perfect awakening (bodhi), that is, the state of a Buddha. The terms tathāgatagarbha and gotra are used to denote the base or support for practice of the path, and hence the 'cause' (hetu: dhatu) for attainment of the fruit (phala) of buddhahood. Even when the texts do not employ the term tathāgatagarbha to designate this factor as the one which makes it possible for all living beings ultimately to attain liberation and Buddhahood, the importance of the theme of the tathāgatagarbha is basic to the soteriology and gnoseology of the Mahāyāna. (Ruegg, "The Buddhist Notion of an 'Immanent Absolute'," 229–30)
Ruegg, David Seyfort. "The Buddhist Notion of an 'Immanent Absolute' (tathāgatagarbha) as a Problem in Hermeneutics." In The Buddhist Heritage, edited by Tadeusz Skorupski, 229–45. Tring, UK: The Institute of Buddhist Studies, 1989.
Article
The Gotra, Ekayāna and Tathāgatagarbha Theories of the Prajñāpāramitā according to Dharmamitra and Abhayākaragupta
No abstract given. Here are the first relevant paragraphs:

In the course of his monumental work on the Prajñāpāramitā Sūtras E. Conze has written: 'It is quite a problem how the Dharma-element which is common to all can be regarded as the source of a variety of "lineages" [gotra]'.[1] It has been the endeavour of the present writer in a series of publications starting in 1968 to shed light on this very fundamental and interesting question. An article in the Festschrift dedicated to the late E. Frauwallner was devoted to the interconnexion between the single, unique and undifferentiated dharmadhātu, the naturally existent spiritual element or germ (prakṛtisthaṃ gotram) and the variously conditioned psycho-spiritual categories (gotra)[2] recognized by the Buddhist texts as explained by Ārya Vimuktisena (ca. 500 ?) and his successor Bhadanta Vimuktisena in their commentaries on the Abhisamayālaṃkāra (i. 37-39), which they correlate with the topics of the Pañcaviṃśatisāhasrikā Prajñāpāramitā.[3] And shortly afterwards there followed a more detailed study of this question as it relates to the notion of the tathāgatagarbha or buddha-nature in La théorie du tathāgatagarbha et du gotra: Études sur ta sotériologie et la gnoséologie du bouddhisme (Paris, 1969) and Le traité du tathāgatagarbha de Bu ston Rin chen grub (Paris, 1973). In the last publications Haribhadra's commentaries on the Prajñāpāramitā were discussed, and the importance of the doctrine of the One Vehicle (ekayāna), was taken up at some length not only from the point of view of soteriology but also from that of gnoseology
      Between the two Vimuktisenas and Haribhadra (fl. c. 750-800) on the one side and the Tibetan exegetes on the other there lived a number of important Indian commentators whose work could be only briefly touched on in the Théorie. Amongst the most important of these later Indian masters of the Prajñāpāramitā are Dharmamitra and Abhayākaragupta, both of whom have been reckoned by Buddhist doxographers as being, for certain systematic reasons, close to the Svātantrika-Mādhyamika school, and Ratnākaraśānti (first half of the 11th century), a Vijñānavādin (of the Alīkākāravāda branch) who appears to have undertaken a harmonization of the Vijñānavāda and the Madhyamaka in the manner of the synthesizing movements especially characteristic of later Buddhist thought in India.
      One of Ratnākaraśānti's main works on the Prajñāpāramitā—the Sārottamā (or Sāratamā ?), a Pañjikā on the Aṣṭasāhasrikā, which until recently was known only by its Tibetan version in the Bstan 'gyur—has now been recovered in an incomplete Sanskrit manuscript. Since the promised publication of this text is awaited with keenest interest by students of this literature, his work must be left for another occasion.[4] The present paper will therefore consider the discussions by Dharmamitra and Abhayākaragupta of the relation between the gotra, the dharmadhātu, the ekayāna, and the tathāgatagarbha. (Ruegg, "The Gotra, Ekayāna and Tathāgatagarbha Theories of the Prajñāpāramitā," 283–284)



Notes:

1. E. Conze, The Large Sūtra on Perfect Wisdom (London 1961), p. 105 note 2. References hereunder to the folios of Tibetan translations of Indian texts contained in the Bstan 'gyur relate to the Peking edition as reproduced in the Japanese reprint published by the Tibetan Tripiṭaka Research Institute (Tokyo and Kyoto). Prints of other editions of the Bstan 'gyur were unfortunately unavailable during the writing of the present paper.
2. On the meanings of the term gotra, and in particular on the two meanings '(spiritual) element, germ, capacity' and '(spiritual) lineage, class, category' which might be described respectively as the intensional and extensional meanings of the word when the gotra as germ determines the classification of persons possessing it in a gotra as category, see the present writer's article in BSOAS 39 (1976) p. 341sq.
3. "Ārya and Bhadanta Vimuktisena on the gotra-theory of the Prajñāpāramitā," Beitriige zur Geistesgeschichte Indiens (Festschrift fur Erich Frauwallner), WZKSO 12-13 (1968/1969), pp. 303–317.
4. Ratnākaraśānti's other work on the subject, a commentary on the AA entitled Śuddhimatī, (or: Śuddhamatī) will be referred to below.
Ruegg, David Seyfort. "The Gotra, Ekayāna and Tathāgatagarbha Theories of the Prajñāpāramitā according to Dharmamitra and Abhayākaragupta." In Prajñāpāramitā and Related Systems, edited by Lewis Lancaster, 283–312. Berkeley: University of California, 1977.
Article
The Meanings of the Term "Gotra" and the Textual History of the "Ratnagotravibhāga"
No abstract given. Here are the first relevant paragraphs:

The word gotra is frequently used in the literature of Mahāyāna Buddhism to denote categories of persons classified according to their psychological, intellectual, and spiritual types. The chief types usually mentioned in this kind of classification are the Auditors making up the śrāvaka-gotra, the Individual Buddhas making up the pratyehabuddha-gotra, and the Bodhisattvas making up the bodhisattva-gotra.[2] In the Saṃdhinirmocanasūtra these three types constitute altogether different gotras, which thus coincide with the three separate Vehicles (yāna) as recognized by the Yogācārin/Vijñaptimātratā, school.[3] To these three some sources add the further category of the undetermined (aniyatagotra), which is made up of persons not yet definitively attached to one of the three preceding classes; and the non-gotra (agotra), that is the category made up of persons who cannot be assigned to any spiritual class.[4] Each of the first three categories is thus comprised of persons capable of achieving a particular kind of maturity and spiritual perfection in accordance with their specific type or class, the Auditor then attaining the Awakening (bodhi) characteristic of the Śrāvaka and so on.[5] Especially remarkable in this connexion, and somewhat anomalous as a gotra, is the non-gotra, i.e. that category of persons who seem to have been considered, at least by certain Yogācārin authorities, as spiritual ‘outcastes’ lacking the capacity for attaining spiritual perfection or Awakening of any kind; since they therefore achieve neither bodhi nor nirvāṇa, they represent the same type as the icchantikas to the extent that the latter also are considered to lack this capacity.[6]
       The three gotras mentioned first together with the aniyatagotra and the agotra are discussed chiefly in the Śāstras of the Yogācārins[7] and in the commentaries on the Abhisamayālaṃkāra.[8]
      In addition, the gotra functions so to speak as a spiritual or psychological 'gene' determining the classification of living beings into the above-mentioned categories, which may be either absolutely or temporarily different according to whether one accepts the theory that the three Vehicles (yāna) are ultimately and absolutely separate because they lead to the three quite different kinds of Awakening of the Śrāvaka, Pratyekabuddha, and Bodhisattva—namely the extreme triyāna doctrine-or, on the contrary, the theory that the Vehicles are ultimately one because all sentient beings are finally to attain Awakening and buddhahood which are essentially one—in other words the characterized Mādhyamika version of the ekayāna theory.[9]

Notes:

1. (Note 1 belongs to title): A shortened version of this paper was read before the Indological section of the twenty-ninth International Congress of Orientalists in Paris in July 1973.
       The following abbreviations are used.
IBK    Indogaku-Bukkyōgaku Kenkyū.
MSA    Mahāyānasūtrālaṃkāra (ed. Lévi).
RGV    Ratnagotravibhāga (Sanskrit text ed. E. H. Johnston).
RGVV    Ratnagotravibhāgavyākhyā (Sanskrit text ed. E. H. Johnston).
TGS    Tathāgatagarbhasūtra (Tibetan translation in the lHa-sa ed. of the bKa'-'gyur).
Théorie    D. Seyfort Ruegg, La théorie du tathāgatagarbha et du gotra (Publications de l'École Française d'Extreme-Orient, LXX, Paris, 1969).
2. v. Laṅkāvatārasūtra, ed. Nanjō, 2, pp. 63-6, and the other sources quoted in Ruegg, Théorie, 74 f.
3. Saṃdhinirmocanasūtra 7.15, 24; cf. Théorie, 73-4.
4. Laṅkāvatārasūtra 2, p. 63.
5. v. Laṅkāvatārasūtra 2, pp. 63-5; MSABh. 3.2.
6. Laṅkāvatārasūtra 2, pp. 65-6; MSABh. 3.11: aparinirvāṇadharmaka. There are two categories of persons not attaining nirvāṇa, those who do not attain it for a certain length of time (tatkālāparinirvāṇadharman) and those who never do so (atyantāparinirvāṇadharman). The theory that some persons are destined never to attain nirvāṇa and buddhahood is considered characteristic of the Yogācārin school, which does not admit the doctrine of universal buddhahood implied by the usual interpretation of the ekayāna theory (see Saṃdhinirmocanasūtra 7.24) and the theory of the tathāgatagarbha present in all sentient beings. (MSA 9.37 does not, it seems, refer to the fully developed tathāgatagarbha theory which is based on three factors—the irradiation of the dharmakāya, the non-differentiation of the tathatā, and the presence of the gotra [see RGV 1.27 f.]—and concerns only the non-differentiation of the tathatā, and the tathāgatatva, which all beings possess as their embryonic essence. Cf. below, n. 50.)
      The agotra doctrine to the extent that it assumes a class of spiritual 'outcastes' being evidently incompatible with the tathāgatagarbha theory, the question arises as to the significance of the allusion to persons without a gotra in RGV 1.41. The reference there seems to be to a hypothetical case (opposed to the author's own view expressed before in RGV 1.40-41c), which is not, however, admitted by the author; and the revised reading of pāda 1.41d agotrāṇāṃ na tad yataḥ (cf. L. Schmithausen, WZKS, xv, 1971, 145) 'since this is not so for those without gotra ' makes this interpretation easier (see p. 346). Indeed, according to RGVV 1.41, any allusion to an icchantika who does not attain nirvāṇa is to be interpreted as referring to a certain interval of time (kālāntarābhiprāya) only, and not to a permanent incapacity. On the icchantika cf. D. S. Ruegg, Le traité du tathāgatagarbha de Bu ston Rin chen grub, Paris, 1973, p. 12, n. 1. The aparinirvāṇagotra is also mentioned in RGVV 1.32-3, 1.38, and 1.41, and the aparinirvāṇadharman in 1.41.
7. cf. MSA, ch. 3; Madhyāntavibhāgabhāṣya and ºṭīkā, 2.1, 4.15-16.
8. cf. Théorie, 123 f.

9. v. Théorie, 177 f.; MSA 11.53-9; Madhyāntavibhāgaṭīkā 3.1a, 22. On the equivalence of nirvāṇa and buddhahood, see RGV 1.87.
Ruegg, David Seyfort. "The Meanings of the Term Gotra and the Textual History of the Ratnagotravibhāga." Bulletin of the School of Oriental and African Studies 39, no. 2 (1976): 341–63.
Article
Śākya mchog-ldan on gotra in Yogācāra and Madhyamaka
This paper is being presented as part of a panel on the topic of Reformulations of Yogācāra in

Tibet. Particularly, it relates to Tibetan commentary on Abhisamayālaṃkāra (AA) I:39, in which it is taught that the foundation (pratiṣṭhā) for religious practice is the dharmadhātu and that since the dharmadhātu is undifferentiated (asaṃbhedā), there are ultimately no distinct gotras corresponding to the three vehicles. This teaching is usually interpreted as a Mādhyamaka justification for one final vehicle, as opposed to the three-vehicle theory, attributed to Cittamātra/Vijñaptimātratā, and which is closely related to the doctrine of three gotras found in sutras such as Saṃdhinirmocana and Laṅkāvatāra and śāstras such as Mahāyānasūtrālaṃkāra. However, there are some Tibetan writers outside the influential Gelug tradition who see the equation of gotra with dharmadhātu as an essentially Yogācāra doctrine. This alternative viewpoint implies that Yogācāra and Cittamātra are not, as is commonly held to be the case, the same thing and brings to the fore the question of whether Yogācāra is better understood as a tradition that transcends traditional doxographic categories. Through an analysis of Śākya-mchog-ldan’s explanation of AA I:39, which includes a differentiation of two other terms that are also often held to be synonymous, namely gotra and buddha-essense (or tathāgatagarbha), I aim to highlight some of the ways in which his ‘reformulation’ of Yogācāra implies a reformulation of certain Cittamātra doctrines. Finally, I conclude the paper with a brief discussion on the extent to which doxographical discourse

both restricts and allows for the formulation of an individual point of view. (Gilks, introduction, 1)
Gilks, Peter. "Śākya mchog-ldan on gotra in Yogācāra and Madhyamaka." Paper presented at the 17th Congress of the International Association of Buddhist Studies, Vienna, August 2014.
Source Texts
Text
Bstan bcos mngon par rtogs pa'i rgyan 'grel pa dang bcas pa'i rnam bshad rnam pa gnyis kyi dka' ba'i gnad gsal bar byed pa legs bshad skal bzang klu dbang gi rol mtsho zhes bya ba las rigs kyi spyi don
Jetsun Chokyi Gyaltsen's text on the disposition (gotra, rigs)
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Thupten Jinpa, world-renowned speaker, author, and translator, speaks with Lopen Dr. Karma Phuntsho on the topic of emptiness and buddha-nature. This discussion is part of an ongoing series produced by Tsadra Foundation called Conversations on Buddha-Nature.

Thupten Jinpa is a former Tibetan monk and a Geshe Lharampa with B.A. in philosophy and a Ph.D. in religious studies, both from Cambridge University. Since 1985, he has been the principal English translator to H.H. the Dalai Lama and has translated and edited numerous books by the Dalai Lama, including the New York Times Bestsellers Ethics for the New Millennium and The Art of Happiness. Jinpa’s own publications include works in Tibetan, English translations as well as books, the latest being Tsongkhapa: A Buddha in the Land of Snows and Illuminating the Intent, a translation of Je Tsongkhapa's commentary on Entering the Middle Way. Jinpa is the general series editor of the 32-volume Bod kyi tsug lag gces btus series, whose translations are published in English as The Library of Tibetan Classics. His current projects include the editing of classical Indian Buddhist texts from Tengyur for a special anthology known as Rgya gzhung gnad che bdam bsgrigs (Selected Indian Buddhist treaties). He is the main author of CCT (Compassion Cultivation Training), an eight-week formal program developed at Stanford University, and co-founder and president of the Compassion Institute. He is the Chair of Mind and Life Institute, founder of the Institute of Tibetan Classics, and an adjunct professor at the School of Religious Studies at McGill University. Jinpa lives in Montreal and is married with two daughters.
Jinpa, Thupten. "Emptiness and Buddha-Nature: A Creative Tension between Two Fundamental Concepts of Mahayana Thought." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, January 29, 2022. Video, 1:21:49. https://www.youtube.com/watch?v=thvDcHQyazg.
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What Is My Mind without Me? Buddha-Nature in the Karma Kagyu School by Karl Brunnhölzl
In this interview Karl Brunnhölzl and Lopen Dr. Karma Phuntsho discuss the buddha-nature teachings in the Karma Kagyu school, touching on Karl's first encounter with the buddha-nature teachings, the inspiration for his book When the Clouds Part, the Ratnagotravibhāga as a bridge between sūtra and tantra, how buddha-nature teachings were transmitted in the Kagyu lineage, the Third and Eight Karmapa's views on buddha-nature, and much more.
      Karl Brunnhölzl is one of the most prolific translators of Tibetan texts into English and has worked on all of the Five Treatises of Maitreya. He was originally trained as a physician and then studied at Kamalashila Institute, Khenpo Tsultrim Gyamtso's Marpa Institute, and Hamburg University. Since 1989, Karl has served as a translator, interpreter, and Buddhist teacher mainly in Europe, India, and Nepal. Since 1999, he has acted as one of the main translators and teachers at Nitartha Institute (director: Dzogchen Ponlop Rinpoche) in the USA, Canada, and Germany. He has translated and written about buddha-nature extensively and he is the author of several books on Buddhism, such as The Center of the Sunlit Sky, Luminous Melodies, Milarepa's Kungfu, and The Heart Attack Sutra. He has also completed several ground-breaking translations in the Tsadra Foundation series, including a three-volume work on the Abhisamayālaṃkāra. He has also completed the work Prajñāpāramitā, Indian "gzhan stong pas", and the Beginning of Tibetan gzhan stong in the Wiener Studien zur Tibetologie und Buddhismuskunde series. When the Clouds Part: The Uttaratantra and Its Meditative Tradition as a Bridge between Sutra and Tantra, formed the basis for the Buddha-Nature website project. In 2019 his translation of the Mahāyānasaṃgraha with Indian and Tibetan commentaries was published and won the Khyentse Foundation Prize For Outstanding Buddhist Translation.
Brunnhölzl, Karl. "What Is My Mind without Me? Buddha-Nature in the Karma Kagyu School." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, February 26, 2022. Video, 1:16:52. https://www.youtube.com/watch?v=oh--a5jxNq4.
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Palmo, Tenzin. "Dealing with Depression." Interview by Matt Linden and Yura Milyutin. Produced by Study Buddhism (Website), September 2016. Video, 3:30. https://www.youtube.com/watch?v=q0ChZpIBgSo.
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Duckworth, Douglas. "Sentient Beings Within: Buddha-Nature and the Great Perfection." Paper presented at the University of Vienna Symposium, Tathāgatagarbha Across Asia, Vienna, Austria, July 2019. Video, 42:46. https://www.youtube.com/watch?v=slBWdnUfS8w.
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Brunnhölzl, Karl. "On the Naturally Abiding Gotra and the Developing Gotra." Conversations on Buddha-Nature with Lopen Dr. Karma Phuntsho. Produced by the Tsadra Foundation Research Department, February 26, 2022. Video, 4:31. https://www.youtube.com/watch?v=9kDlMb-ahy0.
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Querl, Katrin. "Preliminary Notes on the Notion of Buddha Nature in the Single Intention." Paper presented at the University of Vienna Symposium, Tathāgatagarbha Across Asia, Vienna, Austria, July 2019. Video, 43:53. https://www.youtube.com/watch?v=gp3GJz3-5DY.
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