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On the rDzogs chen Distinction between Mind (sems) Primordial Knowing (ye shes): Clarifications and Transcendental Arguments

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Citation:	Higgins, David. "On the rDzogs chen Distinction between Mind (sems) and Primordial Knowing (ye shes): Clarifications and Transcendental Arguments." Journal of Buddhist Philosophy 2 (2016): 23–54.

Article Summary

The idea that Buddhist teachings ought to be applied to one's life situation in order to discover their true validity and efficacy has been a salient feature of Buddhism since its inception. It is in light of this normative constraint that Buddhism has traditionally called itself a path (mārga) or, more accurately, a series of paths formulated to lead individuals of varying needs, abilities, and aspirations toward spiritual awakening (bodhi). The complex diversity of views and practices that developed from the time of the historical Buddha were based on two presuppositions: (1) that the Buddha's awakening was of the utmost soteriological significance and therefore to be regarded as the ultimate aim of all religio-philosophical inquiry and activity, and (2) that it was to be seen neither as fortuitous nor inexplicable but as a repeatable soteriological process, one that could be personally realized through particular modes of inquiry and praxis available to most (if not all) humans.

      From this second assumption stemmed the idea that humans are predisposed to spiritual awakening, that they, in other words, have within them some germinal capacity (bīja), spiritual affiliation (gotra), element (dhātu), or quintessence (garbha) that is a condition of possibility of this awakening. Alongside these "buddha-nature" concepts developed a family of systematically related gnoseological ideas referring to an abiding, unconditioned (asaṃskṛta) mode of consciousness—variously termed the Mind of awakening (bodhicitta), naturally luminous Mind (prakṛtiprabhāsvaracitta), the nature of mind (citta-dharmatā)—that was identified with the condition of awakening itself, but also viewed as the tacit background whence dualistic mind, that is, the source of all error and obscuration, emerges. Central to this cluster of related ideas was the view that conditions of awakening and delusion are both located within the complex and heterogeneous structure of lived experience itself. In Indian Buddhism, this paradigm found its most detailed and influential expression in the hybridized Yogācāra-Tathāgatagarbha works of Maitreya, the Indian Buddhist Siddha literature and the Buddhist tantras.
      In light of the foregoing considerations, the doctrinal history of Buddhism may be regarded as an ongoing attempt to work out precisely what it was that made its founder a buddha or "awakened one" so that such knowledge could be systematically pursued by his followers. That this soteriological imperative has been central to Buddhist philosophical and psychological investigations from early on is discernible in the long history of attempts to clarify the defining features of consciousness that can be traced back to the systematic analyses of mind and mental factors (citta-caitta) presented in the Abhidhammapiṭaka of the Pali Canon. For, in investigating the nature and structure of consciousness, Buddhist scholars were above all concerned with articulating the conditions necessary for a sentient being (sems can) to become an awakened one, a being in whom (if we follow the Tibetan rendering of "buddha" as sangs rgyas) all cognitive and affective obscurations have dissipated (sangs) so that inherent capacities for knowing and caring (mkhyen brtse nus ldan) can unfold (rgyas).
      In Tibet, this soteriologically oriented investigation of consciousness was central to the philosophy of mind that developed within the syncretistic rDzogs chen ("Great Perfection") tradition of the rNying ma ("Ancient Ones") school between the eighth and fourteenth centuries. This philosophy developed around a nexus of core soteriological ideas concerning buddha-nature, the nature of reality, and the nature of mind that served to draw attention to a primordial, nondual mode of being and awareness that usually remains hidden behind the mind's own objectifying and subjectivizing reifications.
      A cornerstone of the rDzogs chen philosophy of mind was a basic distinction between dualistic mind (sems) and primordial knowing (ye shes) that was first systematically presented in the seventeen Atiyoga tantras (rgyud bcu bdun) that make up the Heart Essence (snying thig) subclass of the Esoteric Guidance Class (man ngag sde') of rDzogs chen teachings and are traditionally associated with Vimalamitra. rNying ma historical and biographical works trace this distinction to the teachings of early rDzogs chen masters of the Royal Dynastic Period, in particular the oral transmissions of Vimalamitra (bi ma snyan brgyud), an identification that appears at first glance to be supported by the many passages on the two distinctions found scattered among rNying ma collections such as the Bi ma snying thig, Bai ro rgyud 'bum, rNying ma rgyud 'bum, and dGongs pa zang thal. These teachings often take the form of personal instructions advising the practitioner to discern within the flux of adventitious thoughts and sensations that characterize dualistic mind (sems) an invariant prerepresentational structure of awareness known as primordial knowing (ye shes), open awareness (rig pa), or the nature of mind (sems nyid), from which this turmoil arises. The idea is to directly recognize (ngo sprod) and become increasingly familiar with this abiding condition without confusing it with any of its derivative and distortive aspects. In Klong chen pa's view, this distinction provides an indispensable key to understanding the views and practices that are central to the rDzogs chen tradition.
       Although this tradition has attracted increasing interest in recent decades, both popular and academic, there has been little to date in the way of critical study of its philosophical foundations or key doctrinal developments. A noteworthy case in point is the absence of any systematic appraisal of rNying ma ("Ancient Ones") views on the nature of mind that traces their evolution and complex relationships with Indian Cittamātra, Madhyamaka, Pramāṇvāda, and Vajrayāna views. As a step toward at least defining the parameters of this crucial but neglected field of inquiry,

this paper will consider some key arguments in support of the "mind/primordial knowing" (sems/ye shes) distinction adumbrated by rNying ma scholars in the classical period. Of particular interest are arguments that were used to justify and defend this distinction by the renowned fourteenth-century rNying ma thinker Klong chen rab 'byams pa in a number of his treatises, commentaries, and poetic works. In a wide range of doctrinal contexts, Klong chen pa will argue that the entire edifice of Buddhist doctrine becomes incoherent in theory and amiss in practice when one fails to recognize the primacy of a primordial mode of awareness and to unequivocally distinguish it from dualistic mind. This paper first examines in detail some of the arguments he employed to convince his audience of the acceptability of such a distinction in light of theoretical and practical drawbacks of not recognizing it. It then focuses on two types of transcendental argument (of the general form "for y to be possible x must be the case") that Klong chen pa repeatedly invokes to show that the mind/primordial knowing distinction was not only tacitly presupposed in Indian Buddhist soteriology but was, in fact, indispensable for making sense of the Buddhist path and goal-realization according to Buddhist doxastic norms. (Higgins, "On the rDzogs chen Distinction between Mind (sems) and Primordial Knowing (ye shes), 23–26)

References

bodhi - Enlightenment or awakening. In Tibetan it is translated as "purified" (byang) and "perfected" (chub), which corresponds to Siddhartha Gautama's achievement of purifying all obscurations and perfecting or attaining all qualities associated with a buddha. Skt. बोधि Tib. བྱང་ཆུབ་ Ch. 菩提,悟,覺

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bīja - A seed, commonly used figuratively in the sense of something which has the potential to develop or grow, and likewise as the basic cause for this development or growth. Skt. बीज Tib. ས་བོན་ Ch. 無漏種

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gotra - Disposition, lineage, or class; an individual's gotra determines the type of enlightenment one is destined to attain. Skt. गोत्र Tib. རིགས་ Ch. 鍾姓,種性

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dhātu - A fundamental component or essential constituent. Skt. धातु Tib. ཁམས་ Ch. 界

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bodhicitta - The altruistic thought to seek enlightenment for the sake of all sentient beings. It is said to have two aspects: compassion aimed at sentient beings and their problems and the wisdom of enlightenment as the solution. Skt. बोधिचित्त Tib. བྱང་ཆུབ་སེམས། Ch. 菩提心

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prabhāsvaratā - In a general sense, that which clears away darkness, though it often appears in Buddhist literature in reference to the mind or its nature. It is a particularly salient feature of Tantric literature, especially in regard to the advanced meditation techniques of the completion-stage yogas. Skt. प्रभास्वर Tib. འོད་གསལ་ Ch. 光明

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dharmatā - The true nature of phenomenal existence. Skt. धर्मता Tib. ཆོས་ཉིད་ Ch. 法性

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Yogācāra - Along with Madhyamaka, it was one of the two major philosophical schools of Mahāyāna Buddhism. Founded by Asaṅga and Vasubandhu around the fourth century CE, many of its central tenets have roots in the Saṃdhinirmocanasūtra and the so-called third turning of the dharma wheel (see tridharmacakrapravartana). Skt. योगाचार Tib. རྣལ་འབྱོར་སྤྱོད་པ་ Ch. 瑜伽行派

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tathāgatagarbha - Buddha-nature, literally the "womb/essence of those who have gone (to suchness)." Skt. तथागतगर्भ Tib. དེ་བཞིན་གཤེགས་པའི་སྙིང་པོ་ Ch. 如来藏

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tathāgatagarbha - Buddha-nature, literally the "womb/essence of those who have gone (to suchness)." Skt. तथागतगर्भ Tib. དེ་བཞིན་གཤེགས་པའི་སྙིང་པོ་ Ch. 如来藏

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āvaraṇa - Literally, that which obscures or conceals. Often listed as a set of two obscurations (sgrib gnyis): the afflictive emotional obscurations (Skt. kleśāvaraṇa, Tib. nyon mongs pa'i sgrib pa) and the cognitive obscurations (Skt. jñeyāvaraṇa, Tib. shes bya'i sgrib pa). By removing the first, one becomes free of suffering, and by removing the second, one becomes omniscient. Skt. आवरण Tib. སྒྲིབ་པ་

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advaya - Literally, "without duality," it refers to that which is indivisible, in that it is not divided into two. Skt. अद्वय Tib. གཉིས་མེད་ Ch. 不二

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Atiyoga - A system of esoteric thought and practice associated with the Nyingma tradition and equivalent to Great Perfection, it is considered as the pinnacle of the nine vehicles or paths one can follow to reach Buddhahood. The system focusses on the pure, luminous and empty nature of the mind as the ground reality which must be realised through the path of trekchö and thögal practice. Skt. अतियोग Tib. ཨ་ཏི་ཡོ་ག,ཤིན་ཏུ་རྣལ་འབྱོར།

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Cittamātra - Though it is sometimes used synonymously with Yogācāra, it is in fact one of the more prominent philosophical theories associated with this school. It asserts that the objects in the external world with which we interact are actually mentally created representations appearing as those objects. The character of these perceptions is predetermined by our own karmic conditioning that is stored in the ālayavijñāna. Skt. चित्तमात्र Tib. སེམས་ཙམ་

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Madhyamaka - Along with Yogācāra, it is one of the two major philosophical schools of Mahāyāna Buddhism. Founded by Nāgārjuna around the second century CE, it is rooted in the Prajñāpāramitā Sūtras, though its initial exposition was presented in Nāgārjuna's Mūlamadhyamakakārikā. Skt. मध्यमक Tib. དབུ་མ་ Ch. 中觀見

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Vajrayāna - The esoteric Buddhist tradition which developed as a syncretic system involving deity worship, use of mantras, physical energy, and mystical practices. It is also known as the mantra tradition and the tantric school as a result of being based on texts known as tantras. Skt. वज्रयान Tib. རྡོ་རྗེ་ཐེག་པ། Ch. 金剛乘

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tathāgatagarbha - Buddha-nature, literally the "womb/essence of those who have gone (to suchness)." Skt. तथागतगर्भ Tib. དེ་བཞིན་གཤེགས་པའི་སྙིང་པོ་ Ch. 如来藏

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tathāgatagarbha - Buddha-nature, literally the "womb/essence of those who have gone (to suchness)." Skt. तथागतगर्भ Tib. དེ་བཞིན་གཤེགས་པའི་སྙིང་པོ་ Ch. 如来藏

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Mahāmudrā - Mahāmudrā refers to an advanced meditation tradition in Mahāyāna and Vajrayāna forms of Into-Tibetan Buddhism that is focused on the realization of the empty and luminous nature of the mind. It also refers to the resultant state of buddhahood attained through such meditation practice. In Tibet, this tradition is particularly associated with the Kagyu school, although all other schools also profess this tradition. The term also appears as part of the four seals, alongside dharmamūdra, samayamudrā, and karmamudrā. Skt. महामुद्रा Tib. ཕྱག་རྒྱ་ཆེན་པོ།

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These are the root verses of the Uttaratantra attributed to Maitreya by the Tibetan tradition.

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